tag:blogger.com,1999:blog-16624320575624519532024-03-05T16:38:49.851-05:00Norfolk Law TalkThe discourse of a lawyer from Norfolk County, Ontario, on legal issues affecting residents of the community. -Note: The author has discontinued this blog.Unknownnoreply@blogger.comBlogger39125tag:blogger.com,1999:blog-1662432057562451953.post-66826336913335366822011-07-21T11:21:00.002-04:002011-07-21T11:24:22.244-04:00Norfolk Law Talk Has Moved!Or, more to the point, is no longer Norfolk Law Talk. I have relocated out of the Norfolk area, and will soon start working in the GTA. For more information, see the <a href="http://lawyerbuchanan.blogspot.com/">Buchanan Ontario Workplace Law Blog</a>.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-33169915503301942462011-03-07T15:04:00.002-05:002011-03-07T15:48:41.263-05:00When Does Employment End?An employee is dismissed without just cause, and without notice.<br /><br />This is a breach of contract. The employer has no right to do so, and so the Court will award damages in the form of pay in lieu of notice.<br /><br />In the vast majority of cases, this is primarily salary in lieu of notice. Frequently there is some allocation for non-cash benefits that would have been received through the notice period, but this is usually marginal, a small percentage of the overall sum.<br /><br />Except when we're talking about equities. Stock options, share repurchase agreements, etc. These are the "big money" cases in employment law, because occasionally, as in the case of <em>Love v. Acuity Investment Management Inc.</em> recently before the Court of Appeal, something happens with immense value consequences, such as the value of equities changes dramatically over the course of the notice period.<br /><br />(Another case from not so long ago involved Research in Motion and a stock option vesting date which occurred during the notice period. The value was in the millions.)<br /><br />Mr. Love had purchased 2% of the equity in Acuity, paying $360,000, and part of this involved an agreement which allowed Acuity to repurchase the equity at the end of his employment. He was terminated several months later, and Acuity chose to exercise the repurchase option, which at that date had a value of $807,000. In the months following the termination, Acuity continued to grow at an astonishing rate.<br /><br />Suddenly, salary becomes a very small part of the notice period, as his equity in the company was growing at a pace that created income dwarfing any salary. The further out the notice period extends, the greater his equity. On a six-digit scale. Huge.<br /><br />One problem: The share repurchase option is triggered at the date at which he ceased to be an employee. So Acuity took the position that the valuation date is the termination date. This, regardless of the fact that it terminated without notice, which it had no right to do.<br /><br />Love, on the other hand, argued that the employment relationship, at law, terminates at the end of the reasonable notice period, so that should be the valuation date.<br /><br />That's questionable, too. A bit simplistic, I think. It's a fairer statement of the law to say that an employee is entitled to be compensated for everything he would have received had the employment relationship been continued through the notice period. An important nuance, perhaps.<br /><br />The Court of Appeal held that the employment actually terminated on the termination date, and that the language of the share repurchase agreement holds up, and so the valuation date is the termination date. This may well be a literally correct interpretation of the repurchase agreement, but it shouldn't be the end of the analysis, given the most fundamental tenets of employment law.<br /><br />Far be it from me to disagree with the Court of Appeal, but I do. The preferable analysis here is this:<br /><br />Yes, the employment ended as of the termination date. This did have the effect of triggering Acuity's right to repurchase the shares. And they did so.<br /><br /><em>But...</em>because the actual termination without notice was a contractual breach, his <strong>damages</strong> are to be calculated on the basis of what he would have received had actual notice been given - he suffered a compensable loss by losing the entitlement to keep his equity shares until the end of the notice period, and is entitled to be compensated for that loss.<br /><br />That's my humble view, at least. Given that it conflicts with the views of the Ontario Court of Appeal, however, my view does not reflect the state of the law in Ontario.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-59526725990299575282011-03-04T16:39:00.003-05:002011-03-04T17:06:16.155-05:00Employee Rights - Without A Remedy?Employers, at least in non-unionized settings, have a great deal of control over the workplace. Yes, there are all sorts of analyses of the limits of an employer's ability to make unilateral changes, reduce pay, demote, suspend, change duties, etc., and the extent to which such actions might breach (and terminate) the employment contract.<br /><br />But there's a much more fundamental question: What does the employee get if he proves that the employer <strong>has</strong>, through words or conduct, terminated the employment contract?<br /><br />And quite often (especially for employees who don't make much money in the first place), the answer is "not much".<br /><br />And the reason is this: The employer is <em>entitled</em> to terminate the employment relationship at just about any time and for just about any reason (with a few exceptions, as I've discussed <a href="http://norfolklaw.blogspot.com/2010/12/wrong-reasons-to-fire.html">before</a>), on provision of reasonable notice or pay in lieu thereof. What constitutes reasonable notice depends on factors including age, length of service, and character of employment.<br /><br />So a CEO make $250,000 a year, who has been in the job a few years, will have entitlements on termination that will often be in the six-digit range.<br /><br />But a front-line worker making minimum wage and barely able to feed his family? Even if he's worked for the employer for 25 years, he's unlikely to get more than twelve months notice, which at full time would be in the ballpark of $20,000. Less deductions. With EI payments he's received backed out. And after paying any legal fees necessary to get it...which could well be enough to leave him in the hole overall.<br /><br />And that's a long service employee. A short service employee is in an even more difficult position, and it will often be very impractical for them to pursue their remedies.<br /><br />So for the front-line employee whose employer is doing unreasonable things, unless there are human rights implications or violations of the Employment Standards Act or other statutes...if they really need the job, they may have to play nice with the employer, even when the employer is acting outside of his strict contractual rights.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-54072035116202155922011-01-21T09:36:00.002-05:002011-01-21T10:38:34.481-05:00What do you do about a problem manager?This question is really two different questions: What should an employee do when his or her supervisor is a nightmare? And what should the employer (i.e. upper management) do when it comes to their attention?<br /><br />A recent Star article discusses a survey of HR professionals indicating that "<a href="http://www.thestar.com/business/article/924492--bosses-from-hell-a-big-problem-in-canada-survey">bosses from hell</a>" are a big problem. Most employees try to deal with it, look for another job, or just leave. But there are significant legal facets to the problem.<br /><br />You've heard the term "constructive dismissal". Most employees have heard it, have a vague idea of what it means, but are understandably (and usually rightly) reluctant to put much reliance on it. Nightmare managers can result in a type of constructive dismissal. Or other problems. In fact, it can be a big deal.<br /><br />Aside from the practical difficulties of having a nightmare manager - lower morale, increased attrition and recruitment costs, possibly lower productivity - such a manager exposes the employer to potentially significant liabilities, and even moreso as our society becomes more sensitive to mental illness.<br /><br />In 2004, there was <a href="http://www.canlii.org/en/on/onla/doc/2004/2004canlii55086/2004canlii55086.html">a ground-breaking labour arbitration </a>in the TTC: A fellow who had historically been a good employee ended up working under a manager with whom, to put it mildly, there wasn't good chemistry. His performance reviews took a dive, his mental health and personal life suffered; he eventually transferred out to a lower-paying position in the organization. Again, his performance reviews were stellar, he was happy, things were good again...until the manager transferred too, and ended up supervising him again. Suffice it to say that it wasn't a good scenario. Led to debilitating depression and paranoia.<br /><br />The Arbitrator found that the employer had breached its obligations under the <em>Occupational Health and Safety Act</em>, by creating such a hazard to the employee's health. The Arbitrator imposed onerous obligations on the TTC, even in addition to the financial award.<br /><br />In the civil litigation field, <em><a href="http://www.canlii.org/en/on/onca/doc/2000/2000canlii2317/2000canlii2317.html">Shah v. Xerox</a></em> is the equivalent. The trial was in 1998, and the Court of Appeal dismissed the appeal in 2000. Mr. Shah worked for Xerox for over 12 years, and for most of the time was successful, receiving good performance reviews, bonuses, pay raises. Then a new manager came in, and was extremely and unjustifiably critical of Shah's performance. So Shah resigned, and was found to have been constructively dismissed.<br /><br />This case was decided before the Supreme Court decided <em>Wallace</em>, which gave rise to a decade-long period in employment law where "bad faith damages" were routinely awarded. <em>Shah</em>-type cases typically attracted Wallace damages; that wouldn't happen now, but there remains the potential for aggravated damages where an employee can show illness or injury resulting from the misconduct.<br /><br />Another recent shift in the law is Bill 168: Employers now have to have policies in place to deal with harassment, and are more expressly obligated to deal with harassment. (The TTC case used to be exceptional. With Bill 168, it might just become the norm.) There's a flip side to Bill 168, though: If an employer has implemented an anti-harassment policy, it may become more difficult for an employee to claim constructive dismissal on the basis of harassment unless he or she has availed herself of the recourse within the policy first.<br /><br />A more recent case, <em>Piresferreira v. Ayotte</em>, involved a Bell Mobility employee who was pushed by her manager. She had a long history of good service, but this manager was highly aggressive and intimidating, and had been critical in his reviews of her. The 'push' amounted to constructive dismissal and battery. The trial judge awarded damages in excess of half a million dollars. (!!!) The Court of Appeal agreed that she had been constructively dismissed. found that the trial judge had erred in how it awarded damages, and reduced the award to pay in lieu of notice plus $45,000 for mental suffering due to the manner of her dismissal. The Supreme Court just dismissed an application for leave to appeal, this past week.<br /><br />Large and small employers alike have problem managers (note the employers involved in the above cases), but a lot of these cases have similar earmarks, similar red flags. When a long-service employee with a solid performance history suddenly starts having performance or disciplinary issues, something's wrong. It could be something in the employee's personal life, and so an employer can't be too invasive in trying to find out what's up, but it could be that something has changed in the employment relationship itself - reporting structure, duties, etc. - and if that's the case, then the performance issues are often going to be the employer's fault. So an employer needs to watch for those red flags, because they might be signalling potential liability.<br /><br />There should be clear expectations of how managers deal with employees; clear boundaries of unacceptable conduct. Managers can and should be disciplined for mistreating employees.<br /><br />Sometimes it's just a personality conflict; nothing inherently wrong with what the manager is doing in general terms, but a lack of chemistry means that the employee and manager simply can't work well together. Where possible, this can be resolved by changing the reporting structure in a non-punitive way, which doesn't negatively affect the employee. Where that's impossible, it may be necessary to terminate the employment of either the employee or manager, but remember: A personality conflict is not just cause for termination. The termination must be on notice (or with pay in lieu thereof). Seek legal advice prior to doing so. It will usually be a better idea to terminate on notice early, ending an acrimonious relationship before it becomes toxic, rather than to wait and run the risk of a constructive dismissal claim with a claim for aggravated damages on the side.<br /><br />An employee who feels that a manager is acting inappropriately and making the workplace intolerable should seek legal advice prior to taking any steps that may have detrimental consequences to his or her employment.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-56588378475977592912011-01-11T11:15:00.002-05:002011-01-11T12:19:44.679-05:00Internet Defamation on the RisePeople think of the internet as an inherently anonymous venue, where they can voice their concerns about issues without attaching their real names to it, and therefore without recourse.<br /><br />There are ways of tracing internet usage, however, and it's becoming increasingly common to see legal proceedings based on ill-thought-out internet posts. Sometimes a person posts something inherently actionable or criminal, like defamation or threats. Other times a person makes posts which amount to admissions of wrongdoing - see <a href="http://www.thestar.com/news/gta/article/845967--online-vaughan-man-brags-about-speeding-loses-licence">this case</a>, in which a 19-year-old from Vaughan was charged after bragging online about having driving 140kph in a 40 zone in his M5S, under the username "bmw550ifreak". Facebook has also become an interesting issue in some personal injury actions: A person alleges that his injuries have severely impaired his ability to lead a normal life, that he's always miserable, can't leave the house, and never does anything physical anymore...then their Facebook page gets demanded by the insurance company, which reveals a somewhat different picture, between all the status updates and dialogue with friends discussing all his wild adventures.<br /><br />But what's really taking off is that disgruntled people use the internet as a source of venting. Somebody wronged you, and you see the internet as your way of telling the world about it. Think twice.<br /><br />Defamation law continues to develop, and is a highly nuanced area of the law, but I think that a good simple rule to follow is this: If you can't say anything nice, or at least provably true, don't say anything at all.<br /><br />In <a href="http://www.canlii.ca/en/on/onsc/doc/2011/2011onsc1/2011onsc1.html">one recent decision</a>, released last week, a Pelham lawyer sued a former client for libel. This one wasn't limited to the internet - following on the heels of losing his assessment of the lawyer's bill, the client even took out newspaper ads to disseminate disparaging information about the lawyer. The allegations were quite serious, alleging multiple criminal convictions and Law Society discipline including sexual misconduct.<br /><br />There are a lot of possible defences in defamation actions. When the lawyer sued, the client led the defence of "justification" - basically, he claimed to be justified in saying these things because, he argued, they were true. And they weren't far off of the truth - in fact, the lawyer did have a criminal record, arising from a singular criminal conviction for criminal harassment in 2003. He also had a disciplinary record with the Law Society, one following from the conviction, and two others in 1996 and 2006.<br /><br />However, there were two major problems with the justification defence: Firstly, the publications alleged "more than one" criminal conviction. There was only one. Secondly, the publications wrongly suggested that the information was current, despite the fact that they were being published in 2008/2009 - essentially, the allegation seemed to be that the lawyer was, at the time of publication of the ads, practicing law despite being on criminal probation.<br /><br />"Public interest" defences were also led, but failed because a prerequisite for these involves the absence of malice, and it was pretty clear on the facts that the client had ulterior motives for making the posts.<br /><br />The lawyer won the case, and a significant award of damages was made.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-90506493841325349402010-12-30T14:19:00.002-05:002010-12-30T16:44:13.228-05:00Varying WillsAt two of my family Christmas gatherings, relatives brought up a recent British Columbia case that's been in the news where a Court varied the terms of a deceased father's will, who left his entire estate to his only son and completely ignored his four surviving daughters.<br /><br />In life, the father had, to quote the Court, "ruled his family, and especially the women, with an iron fist". (The Court goes on at some length about the harshness and violence of his family's existence.)<br /><br />His son was "favoured and indulged"; some of his daughters are "demonstrably in need". Ultimately, the Court decided that the fair thing to do was divide the estate five ways, to varying degrees based on need. Part of what factored into the Court's analysis was that the father actually explained in the will why he wasn't leaving anything to the daughters, and the explanations were untrue and irrational, according to the Court.<br /><br />This has attracted some <a href="http://fullcomment.nationalpost.com/2010/12/06/national-post-editorial-board-rewriting-our-last-wishes/">rather negative attention</a> in the media. Why can't a person do what they want with their estate? We should be able to write out our kids if we want to.<br /><br />Generally, that attitude is correct, legally. When this was described by my relatives, I had to look it up myself. It was surprising, and I found myself thinking through a lot of different ways that an estate can be distributed aside from the wishes as set out in the will, and wondering which one was present in this case - mind you, I am an Ontario lawyer, and will interpretations are governed by Provincial law, which makes me rather unfamiliar with British Columbia estate law.<br /><br />As it turns out, the decision was based on a rather unique feature of British Columbia law: The B.C. <em>Wills Variation Act</em> contains provisions that have been interpreted to allow a Court a wide discretion to vary the will in a manner that it deems fair under certain circumstances.<br /><br />There isn't really an equivalent in Ontario law. Mind you, there are quite a few other ways, some of them similar, and I'm not altogether convinced that a similar (or at least comparable) result couldn't have been obtained in Ontario.<br /><br />Firstly, look at the overall validity of the will. There are a lot of ways that a will can be invalidated, lack of capacity and undue influence among them. If I'm disinheriting some children for reasons which aren't true, then this can raise questions about capacity and/or undue influence.<br /><br />Secondly, and more broadly, there are a series of situations in which a person can be elevated to the position of creditor of the estate, and thus have a claim with priority over beneficiaries. It doesn't vary the terms of the will, but rather requires the payment of the claim prior to the distribution of assets to beneficiaries:<br /><br />(1) Spousal election under the <em>Family Law Act</em>: A spouse can elect to take what she would have received upon divorce (i.e. equalization of the matrimonial property) rather than taking under the will. Thus, you can't meaningfully disinherit your spouse. (Formal separation agreements can and should displace this right of election. Spouses also have other rights in terms of the matrimonial home, etc., and dependant's rights - see below.)<br /><br />(2) Dependants' claims: Dependant spouses, children (even adult children), or others can make claims against the estate.<br /><br />(3) Other existing legal liabilities: This is where we really start getting into considerations potentially relevant to this fact-pattern. If you're an existing creditor, you become a creditor of the estate. If there are contractual liabilities which arise, those fall to the estate. If the deceased committed torts, then - with certain limitations - the victims of those torts can sue the estate for compensation. It seems that there were torts committed against some of the daughters in this case...It's hard to say what effect the passage of time may have had in this case, but violence towards children tends to draw a more relaxed application of the <em>Limitations Act</em> than is often applicable.<br /><br />(4) Beneficial entitlements: In Ontario this could plausibly have created a very substantial claim by at least one of the daughters against the estate. If I perform significant services for aging relatives - taking care of their property, and of them personally, etc. - without compensation, then I may be able to make what is referred to as an "unjust enrichment" argument, saying that I am entitled to be compensated for the value of the services I provided.<br /><br />In other words...in Ontario, the law is that you have to take care of all your legal (and equitable) obligations first. Your entitlement to will away your assets as you please is otherwise unlimited - assuming you have capacity - but will always be subject to the prior satisfaction of any debts you may have.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-25631351890177586332010-12-29T10:24:00.003-05:002010-12-29T11:01:36.769-05:00Another Note About Road SafetyI had an experience on Christmas morning that makes me comment again about road safety. I was driving to Brantford on Cockshutt Road, and had a near-miss at Concession 10 Townsend Road with a minivan proceeding eastbound through the intersection. Essentially, he stopped at the stop sign (or came close, I'm not sure), then either didn't look both ways, or thought that it was a four-way stop (incorrectly) and failed to gauge my speed, and he proceeded through.<br /><br />I didn't have a stop sign, and Cockshutt is an 80 zone at that point, so I was moving at a good clip. By the time I realized that he was going, I had just enough time to swerve to hug the right side of the intersection. Pretty sure he would have hit me had I gone straight.<br /><br />Either he was completely oblivious to my presence (which would show a remarkable lack of attentiveness - these are straight roads with no vision obstructions, and I was <em>right there</em>), or he thought I was going to stop. Which is also pretty absurd...even if he thought I had a stop sign, even a brief glance at me should have told him that I was going too fast to stop in time.<br /><br />Remember: Defensive driving isn't just a good idea; it's a legal obligation. So there are a couple of lessons to take from this.<br /><br />Firstly, if you're not familiar with the intersection, pay very close attention to the stop sign. If it's an all-way stop, the sign will indicate it. Pretty important to know if traffic coming from either side has to stop or can normally just go through at a high speed. This was the minivan driver's first mistake, I think.<br /><br />Secondly, look carefully at approaching traffic, <strong>even if you think that the intersection is an all-way stop</strong>. Ground-view, gauge it's speed...if the vehicle is close enough to matter, you should be able to determine if it's planning to stop at the intersection. This minivan driver didn't have the right of way, but even if he had, saying "I had the right of way" doesn't necessarily take away from his failure to keep a proper lookout and, more importantly, doesn't bring back people who may have been killed. (Minivan, Christmas morning, chances are that there were kids in that vehicle. It's an appalling lack of caution.)<br /><br />The previous evening, I had been taking back roads home near Hamilton, and stopped at a four-way stop. I knew it was a four-way stop, but there was a vehicle approaching from my right that I wasn't sure was going to stop. I paused for long enough to be sure that he was going to stop. (He did, as happens the vast majority of the time...but occasionally people do blow through stop signs.) My passenger even felt the need to tell me that he had to stop - my response being that I knew that he had to, but wanted to make sure that he would.<br /><br />The third lesson to take from it is that attention to the road is paramount, whether you're the one with the stop sign or without. I had very little time to react, just enough time to turn aside. I know my car's limitations well enough to know how much I can swerve safely, I knew that the road conditions were dry (and had already picked my speed accordingly), and the maneouver was an automatic reaction to a hazard. Had I allowed myself to be distracted, it could have had tragic results. Again, the fact that I had the right of way wouldn't make it any less tragic. People sometimes don't pay attention to the road, whether it's because they're talking on the phone, eating, doing make-up, reading(!), or searching the floor of the vehicle for something (I once had an oncoming car come into my lane when I could see the driver doing just that...I was able to avoid him, but imagine had I been doing something similar). You need to pay enough attention to not only avoid <em>creating</em> hazards, but also to make sure that you're able to respond to hazards as they arise.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-13515444531257834442010-12-20T18:14:00.002-05:002010-12-20T18:54:04.169-05:00Driving to the ConditionsSix years ago on Wednesday afternoon, Deborah Slaght was driving on Highway 24, going home to Simcoe from her job in Brantford when a northbound driver lost control of his vehicle and slid into her lane, resulting in a collision, causing serious and permanent disability, forcing her to change careers (to one within her medical limitations) and changing her life in significant ways forever.<br /><br />A week and a half ago, the Superior Court released its <a href="http://www.canlii.org/eliisa/highlight.do?text=Bachmann&language=en&searchTitle=Ontario&path=/en/on/onsc/doc/2010/2010onsc6464/2010onsc6464.html">judgment in the civil action</a> brought by Ms. Slaght against the northbound driver, and also against the owner of the vehicle, awarding more than $100,000.<br /><br />What happened? In Canada, it's really nothing too surprising: It was snowing, the road surface was slick.<br /><br />The 24 is an 80 zone for essentially its whole length between Brantford (or rather, the Rest Acres Rd. exit of the 403) and Simcoe, and it isn't uncommon to see people driving well over that limit, even over 100kph. Prior to this collision, Ms. Slaght estimated that she was driving at around 70kph (this seems unlikely, as the driver in front of her claimed to have slowed down from 65 upon concluding that the road surface was too icy); the northbound driver said that he was going at 65kph.<br /><br />The northbound driver denied liability, presumably arguing that he wasn't actually negligent, and was applying due care. After all, he's going 15kph under the limit; when the law lets him go up to 80kph, what more can he be expected to do?<br /><br />The Court's answer: Slow down more. Driving at 65 was still too fast under the conditions.<br /><br />This was a civil action, and so the test for proving negligence is relatively lax - put simply, it's just a question of whether or not he acted as would a reasonably prudent driver under the circumstances. The Court found that a reasonably prudent driver wouldn't have been driving at 65 kph; he lost control of his vehicle because he was traveling at too high a rate of speed for the conditions. The Court doesn't seem to care that he was going less than the speed limit.<br /><br />And rightly so. An 80kph speed limit isn't permissive; it's prohibitive. What I mean is that the sign saying "80 maximum" doesn't create a freestanding entitlement to drive at 80kph; it only prohibits going faster. Civil liability attaches fairly easily, but even quasi-criminal or criminal charges wouldn't necessarily be out of the question when a driver is going less than the limit. (The test is harder, requiring a 'marked departure' from the standard of the reasonably prudent driver...but saying 'I was under the speed limit' isn't a complete defence.)<br /><br />This should be a stern reminder to all of us, going into another winter, which so far hasn't been a kind one. It's more important to get there safely than to get there quickly, regardless of where you're going or why. When the road conditions call for it, slow down. As much as is necessary.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-57371522059435484602010-12-09T22:03:00.003-05:002010-12-09T22:25:19.462-05:00Avoiding the Contract PitfallsI went on <a href="http://norfolklaw.blogspot.com/2010/12/how-to-make-written-employment-contract.html">at some length</a> about the pitfalls that can defeat the terms of a written contract. A word might still be useful on how to avoid the consideration pitfall.<br /><br />To deal with this problem at the outset of the employment relationship, I've seen other lawyers suggesting that you advise the employee that the employment relationship is subject to them signing a written contract and accepting its terms, and documenting that the employee was so told.<br /><br />Not bad, but still not infallible, in my view. I can imagine a number of ways that such a thing might go wrong. (A question as to whether or not the documentation was made contemporaneously, or accurately reflected the conversation; allegations that specific representations were made regarding the contents of contract which might give rise to a misrepresentation cause of action; etc.)<br /><br />Email is a wonderful thing. Instantaneous, and everyone has it, so much like telephone, but it's pretty much automatically recorded by both the sender and receiver, so more like a letter in that way. Accordingly, in today's day and age, I would advise against making an offer over the phone. Call the candidate to tell her that the offer's coming, certainly, but make the actual offer immediately thereafter by email.<br /><br />Ideally, you'll have an offer letter which offers employment subject to the terms of the enclosed contract, with instructions that the employee may accept by signing the contract and returning it to a specified person in a specified time frame. There are other ways of doing it, too, depending on circumstances. But there are also a lot of wrong ways.<br /><br />To deal with the consideration problem in the middle of the employment relationship, give something extra. When it's time to give a raise, or a discretionary bonus, or something else to which the employee isn't already entitled, you can piggyback a contract onto that. As I said, a peppercorn can be consideration - it doesn't have to be a great deal of money, but there has to be something.<br /><br />There are still risks. You still have to be forthright about what the employee is signing. And if there's low consideration, then there is always the risk of a court finding the deal unconscionable, a shocking abuse of the employer's position of authority, or some such thing. You need to be careful, accordingly. (And it would be a thoroughly terrible idea to give somebody a hundred dollars to sign a contract severely limiting their notice period and then to immediately turn around and fire them.)<br /><br />And - this actually deals with a separate pitfall which I didn't discuss, known as the "substratum argument" - always have employees confirm the continued effect of the terms of the written contract every time you promote them. The substratum argument is basically that the contract a person signed when starting in the mail room can't still be expected to be effective when he's risen through the ranks to become president of the company. The solution is easy, and it's to make sure that you continue to have him sign new written contracts as he advances. (The advances, remember, can be consideration, if done right.)<br /><br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-44394866984498887402010-12-09T17:45:00.000-05:002010-12-09T17:50:36.008-05:00How to Make a Written Employment Contract BindingFirst off, let me be very clear on one point: I am <span style="FONT-STYLE: italic">not</span> talking here about post-employment releases. Those aren't so difficult to make binding, but the analysis is slightly different. What I am talking about here is how to prepare and execute a written employment contract in such a way as to be able to rely on its terms.<br /><br />Most of the written terms of the contract are never really going to matter. The written terms of the employment contract that define the day-to-day relationship between the employer and employee...well, they help to define the relationship at the start, and to develop realistic expectations on the part of all parties, but in many ways the employment relationship is a living relationship that is defined in a <span style="FONT-STYLE: italic">de facto</span> way, and not by the agreement made at the beginning.<br /><br />Where the written employment contract <span style="FONT-WEIGHT: bold">really matters</span> is on termination, because it will often have provisions that define how the employment relationship may be terminated, and other provisions setting out obligations that survive termination.<br /><br />In particular:<br /><br />(1) A written employment contract will frequently (and ought to) have a term setting out a formula for the amount of notice of termination, or pay in lieu thereof, and<br /><br />(2) For some employment relationships, contracts include terms surviving termination including non-disclosure, non-solicitation, and non-competition.<br /><br />Without an express written term setting out the amount of notice required to terminate the contract, the default is "reasonable notice" at common law, which is usually fairly generous to the employee, often giving <em>significantly</em> more than the statutory minimums.<br /><br />Likewise, without express restrictive covenants, the implied terms at common law are not generally very favourable to an employer.<br /><br />The first, and most important, tip that I can give you for getting a written employment contract that actually works is this: <a href="mailto:buchanan@sheppardmacintosh.com"><strong>Consult a lawyer</strong></a><strong>. </strong>Self-promotion aside, it is actually important. Human Resources Professionals and consultants are helpful, and can do a lot of the groundwork, but there are nuances of contract drafting <strong>and execution</strong> which you need a lawyer's advice to make sure you're getting right.<br /><br />Here are a few of the pitfalls (not a comprehensive list):<br /><br /><u><strong>(1) Lack of consideration</strong></u><br /><br />This is a big one. In law, in order to have a binding contract, there needs to be "consideration", something of value which each side is agreeing to contribute. If we agree that I will shovel your driveway after every snowfall this winter and get nothing in exchange, then you can't hold me to that - it's not a contract. However, consideration need not necessarily be market value. If our agreement (re driveway shoveling) includes a term that you will provide me with a single peppercorn next fall...put your feet up, because that's a contract. (And no, I'm not actually offering to enter into such a contract.)<br /><br />So you're wondering how this applies to a written employment contract: Seems a straightforward quid pro quo, no? The employee provides services; the employer provides a remuneration package.<br /><br />That's how it's supposed to be. The trouble is this: What happens if the employee already <em>has</em> the job, and you're asking him to agree to a variation in its terms?<br /><br />Remember this: Every employee has an employment contract. If it isn't written, that doesn't mean it's not a contract. And the implied terms of an oral contract at common law give employees a fair bit of protection. So if I already have my job, my oral employment contract, and you as the employer come to me and say "I want you to sign this contract that says that you'll work for me as you're doing, I'll pay you as I'm doing, and I can terminate the contract on a certain amount of notice or pay in lieu thereof"...what am I getting by signing the contract?<br /><br />Yes, there's a clever answer, which has been repeatedly tried at the Court: By signing the contract, the employee avoided getting fired right then and there. Well, it wouldn't be a 'just cause' termination - the employer can't <em>require</em> the employee to accept such a term in such a way that refusal would be insubordination. It would be termination on notice, as the employer is entitled to do...and remains entitled to do (in theory, more easily) following the execution of the contract, and accordingly has not actually given anything of value.<br /><br />(In <a href="http://www.canlii.org/en/on/onca/doc/2001/2001canlii8604/2001canlii8604.html">one case</a>, the Ontario Court of Appeal bought an argument of "consideration by forbearing from exercising its right to terminate"; however, in <a href="http://www.canlii.org/en/on/onca/doc/2004/2004canlii44783/2004canlii44783.html">another</a> <a href="http://www.canlii.org/en/on/onca/doc/2008/2008onca464/2008onca464.html">two</a> subsequent cases, the Court of Appeal made it clear that the earlier decision was rooted in a unique fact that the employer had impliedly promised not to fire in the near future in exchange for the execution of the contract.)<br /><br />Essentially, what's required when modifying an existing employment contract is "fresh consideration" - something else given in addition to the job that the employee already has.<br /><br />But this doctrine goes a step further, and doesn't just apply to modifying contracts of people we might think of as 'existing employees'. <strong>It also applies to new hires.</strong> When an employer brings in a new employee, starts the employee working, and only puts a contract to them later - a day, a week, a month, or a year, whatever - the Courts have consistently held that the terms aren't binding without fresh consideration. That's easy, right? Same analysis as above. But what about signing the contract at the start or even before the start of employment? Picture this:<br /><br />I interview you. I explain to you the job duties, the hours, the compensation, the reporting structure...then, after the interview, I call you and ask you "When can you start?" Then, on your first day of work, I put you through the usual 'orientation' - reviewing policies, getting payroll matters sorted out, and signing the employment contract.<br /><br />This isn't unusual. <em>Lots</em> of employers do it this way. (I recall a Small Claims settlement conference when I was on the employee side, and the employer's counsel took the position that I was raising hay about nothing because that <em>is</em> such a common way of doing it.)<br /><br />The trouble, however, is that the employment contract already exists. I have offered you the job, and you have accepted it. Unless you already knew that you would be required to sign a contract, and/or were aware of the terms that would be in the contract, there's a good chance that the written contract will be set aside without fresh consideration. <a href="http://www.canlii.org/en/on/onsc/doc/2006/2006canlii38883/2006canlii38883.html">In one case in particular</a>, the employee even signed the agreement <strong>prior</strong> to commencing employment, and it was still void for lack of consideration.<br /><br />And it makes a certain amount of sense: I offered you a job. You thought you knew its terms. Maybe you already quit your old job, or moved cities, to come start employment with me. Suddenly you're in the door, relying on this job for your day-to-day expenses, and I'm saying "Sorry, you don't actually have the job unless you sign this." There's good reason for the Courts to scrutinize such circumstances closely. Note, however, that while quitting an old job or moving might help evidence of the existence of the employment contract, such reliance is not strictly necessary to engage this doctrine.<br /><br /><strong><u>(2) Illegality of Terms</u></strong><br /><br />Well, the employer's not asking the employee to do anything criminal, right? So it's okay? Not that easy. This pitfall usually applies to termination clauses, allowing for termination on a certain amount of notice.<br /><br />The Ontario <em><a href="http://www.canlii.org/en/on/laws/stat/so-2000-c-41/latest/so-2000-c-41.html">Employment Standards Act, 2000</a></em> provides a formula for statutory minimum entitlements on termination. A clause which provides less than the minimum, therefore, fails.<br /><br />And it isn't just a bump-up. If the contract says "The employee gets nothing", then the Courts aren't going to look at it and say "Well, clearly the parties intended that the employee would get no more than legally required." No, instead the Court will look at it, strike the clause entirely for illegality, and then look at the contract (which now has no termination clause) and say "Well, I guess we have to imply a termination clause. Reasonable notice it is."<br /><br />Under the <em>ESA</em> (mind you, this varies by jurisdiction - different formulas for Federal employers and employers in other Provinces), the minimum notice runs as follows:<br /><br /><u>Length of Service - Minimum Notice</u><br />Under 3 months - nothing<br />3 months but under 1 year - 1 week<br />1 year but under 3 years - 2 weeks<br />3 years but under 4 years - 3 weeks<br />4 years but under 5 years - 4 weeks<br />5 years but under 6 years - 5 weeks<br />6 years but under 7 years - 6 weeks<br />7 years but under 8 years - 7 weeks<br />8 years or more - 8 weeks<br /><br />An important note, however, is that even <em>formulaic deficiency</em> can render a clause void. If it doesn't comply with the standards, the clause itself is void <em>ab initio</em>, and is of no force and effect. So let's say a contract says that the employer can fire on provision of 1 month's notice, and the employer fires an employee with between 3 and 4 years of service. The statutory minimum is 3 weeks, right? The contract gives a little bit extra. Doesn't matter. The fact that the provision failed to account for the minimums which the employee would have been owed at 5 years of service or more means that the clause is void entirely. Reasonable notice it is.<br /><br />Or what happens if you say something like "2 weeks per completed year of service, up to a maximum of 10 weeks"? The formula keys notice to length of service, much like the <em>ESA</em>, and provides a cap in excess of where the stat minimums cap out...should be fine, no? Wait a second, no: Look at the entitlement for employees with more than three months but less than one year: Under the <em>ESA</em>, minimum 1 week, but under the contract, nil. Even if the employee doesn't get fired within the first year, the formulaic deficiency still voids the contractual term entirely. Reasonable notice it is.<br /><br />Usually, language that keys the formula to the statutory minimums is going to be fine. But even then it has to be carefully drafted: <a href="http://www.canlii.org/en/bc/bcca/doc/2001/2001bcca717/2001bcca717.html">In one case</a>, an employee signed a contract which gave him the greater of the Ontario <em>ESA </em>minimums or four weeks. The employee then transferred to British Columbia, and was later terminated. Because the Ontario formula is different (and in some cases less) than the B.C. formula, and the termination of employment was under B.C. law, the B.C. Court of Appeal found that the clause was formulaically deficient and therefore unenforceable.<br /><br />So if you specify the Province's laws, you might be in trouble. If you just say "under the applicable Provincial law", that is <a href="http://www.canlii.org/en/bc/bcsc/doc/1998/1998canlii3881/1998canlii3881.html">likely too ambiguous to be enforceable</a>.<br /><br />Starting to see why you need a lawyer?<br /><br /><strong><u>(3) Terms are against good public policy</u></strong><br /><br />This is one that can apply to restrictive covenants such as non-competition clauses or non-solicitation clauses. Essentially, you can't just make it a term of every employment contract that "You can never compete with us." Restraint of trade is something that the Courts don't like. Telling an employee that he can't continue to work in the industry at all unless it's for you...well, it gives the employer too much power in an already imbalanced power relationship, so there has to be a <em>really</em> good reason to do it.<br /><br />I'm going to be brief on this, because it really is one that is full of legal nuances, and there's no question at all that you should talk to a lawyer about drafting and executing a restrictive covenant...<br /><br />...but, put in very simple terms, the employer needs to be able to show that they *need* the term in order to protect a legitimate proprietary interest, and that some lower form of restrictive covenant couldn't provide adequate protection. Usually we're talking about proprietary information (privy to confidential business strategies, research and development, etc.), or proprietary relationships with clients or others. (I trust you to be 'the face of my business'. You're in charge of interacting with all my clients on behalf of the business, and build a relationship for years. Then you decide to start your own competing business. I might have a proprietary interest in those relationships.) Then the question arises as to whether a non-competition clause is necessary, or would a non-solicitation clause do the job? It's really about what is necessary to prevent the employee from being able to <strong>unfairly</strong> compete.<br /><br />Beyond that, the employer needs to establish that the terms of the restrictive covenant are geographically and temporally reasonable. "You can't compete with us anywhere, ever" would not be reasonable. But "You can't compete with us in this region, over x period of time"...well, it depends on the circumstances. Some industries are faster moving without real geographical boundaries. So if you're working in the dot.com sector, maybe a wider geographical scope might be reasonable, but your proprietary information becomes stale much more quickly, so a shorter temporal scope might be appropriate.<br /><br />It's all very fact specific. And there's no halfway. Either the clause is valid, or it isn't. Either the terms are reasonable, or it isn't. If it is valid, then the employee (who will usually have been breaching it for a while before there's a judicial interpretation) is in deep trouble. If it's not valid, then the clause fails in its entirety and provides no protection whatsoever to the employer.<br /><br />Hence why it's important to have a lawyer.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-1957692209756588882010-12-08T09:53:00.000-05:002010-12-09T17:50:05.407-05:00The Spectrum of Post-Employment NegotiationsThe vast majority of employees are in similar positions in respect of their legal entitlements following termination of employment - they know they have some entitlements; they don't really know the details; and, when fired, their financial security is uncertain and they're understandably reluctant to incur the legal fees associated with obtaining an opinion about their entitlements.<br /><br />Employers, on the other hand, are remarkably varied. Some employers are unsophisticated and have no real sense of their obligations. Some employers think they know their obligations, but are wrong. Some employers know their obligations quite well and are prepared to enter into a reasonable settlement quickly following termination. Some employers know their obligations quite well but nonetheless prefer to force employees to stand on their rights, making only unreasonable offers (if any) counting on the employee's financial hardship to prevent them from moving forward with litigation. Large employers are <em>generally</em> more willing to enter into a reasonable settlement at an early stage, but that's certainly not universal.<br /><br />It's a real mixed bag, and creates a lot of uncertainty for employees.<br /><br />The initial offers made by employers on termination, if anything, are almost always very low. It is <em>exceptionally</em> rare that an employee brings me an offer for my review with the result that I can tell the employee, "Yes, that offer is in line with your entitlements." Even then, there are always enhancements to discuss - employers sometimes don't offer a contribution to legal fees (and the ones who are putting a reasonable offer out in the first place are likely to understand the value of the employee obtaining legal advice, and are more likely to pay it), or omit a reference letter, or continuation of some ancillary employment benefit through the notice period like, for example, a company-paid cell phone. But it's a rare case that these minor issues are the only ones that need to be discussed.<br /><br />On the flip side, employers will occasionally make an "offer" that amounts to a thinly-veiled offer to pay their statutory minimum obligations, in exchange for a full and final release. They ask for a full and final release to be signed, without recommending legal advice, in a short period of time, in exchange for which they will pay an amount equal only to the statutory minimums. Not mentioning, of course, that they will be legally obligated to pay those amounts in short order anyways, regardless of whether or not the release is signed.<br /><br />The catch, of course, is that a release signed in exchange for only the statutory minimums is unlikely to be legally binding. Some employers don't know that; other employers do, and are counting on the employee to be pressured into signing it, and later convince themselves that it's not worth paying legal fees because they signed the release, so they'll never find out that it's not binding.<br /><br />Don't get me wrong: I would <strong>never</strong> advise an employee to sign a document with the expectation that it will not be binding on them. The law is always evolving, and today's trite law is tomorrow's area for groundbreaking jurisprudence. Employees should <strong>always</strong> obtain legal advice prior to signing a release.<br /><br />Likewise, employers should <strong>want</strong> the employee to get legal advice, in the interest of certainty and finality. The last thing an employer wants is to pay out a small settlement, then have the employee come back at them two years later, arguing that the release is unenforceable and alleging that the employer breached its duty of good faith and fair dealing by 'pulling a fast one' with an unconscionable settlement.<br /><br />I bill by the hour, so my overall bill for an employee will depend significantly on the reasonableness of the position being taken by employers (and the reasonableness of the position being taken by my client...but my clients don't generally want to pay my hourly rate to advance unreasonable positions). If the employer cooperates to find a reasonable middle ground, I've settled matters with total fees as low as the mid-three-digit range. (Usually, that's with uncomplicated fact patterns and low-value files, but the settlements in such cases are often several thousand dollars higher than the initial employer offer.)<br /><br />On the other hand, if the employer wants to play hardball, we could be talking thousands of dollars, even tens of thousands of dollars in fees, if it has to go very far in litigation.<br /><br />I try to give the employee as realistic an assessment of the possible and probable outcomes - what they might get and what it might cost - as early as possible in every case, but there's always uncertainty.<br /><br />The drawback, of course, for an employer taking a hardball position is that, in light of their duty of good faith and fair dealing, it looks bad on them to play hardball, and they just appear to be bullies when taking advantage of their (very real) bargaining power and the vulnerability of a newly unemployed person, and that can impact their liabilities, and also have a dramatic impact on their own legal costs. As a generality, employers pay much more for their legal assistance than do employees. (I make significant effort for both employer and employee clients to keep my fees as low as possible, but there's no denying that employee counsel has to always be cognizant of the cost-sensitivity of its clientele.)<br /><br />If an employee in Norfolk or surrounding areas is terminated and asked to sign a release (or not), I would strongly encourage them to <a href="mailto:buchanan@sheppardmacintosh.com">consult me</a> (or another lawyer experienced in employment law) prior to signing anything, to discuss their entitlements and the consequences of the release, and to develop a cost-effective strategy for obtaining the best possible result from the employer.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.<br /><br />Results and accounts differ significantly on a case-by-case basis. In the event that you should contact me to retain my services, the results and accounts delivered in other matters may not be comparable to the results and accounts to be delivered in your matter, and should not be used to inform your expectations for results or fees.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-57753435547524601602010-12-07T11:08:00.002-05:002010-12-07T11:13:50.495-05:00Lawyer Shortage in Small Town OntarioSmall town law firms across the Province are struggling to attract lawyers. There are a lot of theories on ‘why’: I recall in law school dealing with a culture of “Bay Street or Bust”, the idea that the sole objective of law school was to land a job in one of the big firms on Bay Street, and that failure to do so meant that you were without options and would suffocate under your mountain of student debt.<br /><br />True that the Bay Street jobs pay better. Not true that they’re the only viable options. And small town practice, while having a number of differences from big city practice (in the city, you don’t deal with so many agricultural issues, wind farms, oil and gas leases), is no less interesting. Probably more interesting, most of the time.<br /><br />A recent <a href="http://www.lawyersweekly.ca/index.php?section=article&volume=30&number=29&article=5">Lawyers’ Weekly article </a>outlined some of the myths drawing law students to Toronto instead of small town Ontario. This seems a fair assessment to me, and I won’t regurgitate the analysis here, but I will say that it’s missing a major factor: Marketing. The big Bay Street firms have a recruitment cycle, starting with picking up summer students after first or second year of law school, and culminating in recruiting them as associate lawyers. This is how they do most of their recruitment – right out of law schools. They dedicate significant resources to it, because usually they are growing reasonably steadily, and it’s worth developing these students with the expectation that they will pick up all, most, or even just some of the students as lawyers later on.<br /><br />If the economy turns down, no problem, just hire back fewer of the students. Lose part of your recruitment investment, but it’s a manageable loss.<br /><br />Small firms, on the other hand, have a harder time planning recruitment. Loss of one lawyer is a big portion of your staff; you don’t have the time to recruit a second year law student and wait two more years before he gets called to the Bar. On the other hand, you don’t have the resources to swallow a loss if you pick up more lawyers than you can bear, so investing in a consistent recruitment cycle doesn’t make sense.<br /><br />So law students get the mistaken impression that there aren’t really jobs in small towns. And don’t look in small towns. So the small town firms that are hiring end up having a hard time attracting candidates.<br /><br />The consequence is significant to the community. Norfolk isn’t all that small a community, by comparison to a lot of the towns up north, and isn’t nearly as remote. Worst case scenario, people here can go to firms in Brantford or Hamilton if local resources aren’t sufficient. Still, even here, you get a lot of people having a hard time finding a lawyer who can help, between conflicts of interest and workload.<br /><br />Yes, I'm aware of the perceived irony of a "lawyer shortage"...but if people can’t access legal services, then the justice system becomes pretty empty.<br /><br />As well, there are a number of retiring lawyers in small communities, including Norfolk. So even maintaining a steady number of lawyers is challenging, but in the long term some growth will be necessary, and it’s hard to get these numbers.<br /><br />Norfolk firms actually haven’t been doing badly for bringing in new lawyers lately. <a href="http://www.sheppardmacintosh.com/">My firm </a>obviously brought me in at the start of 2010. I’m a newcomer to the County. In June, another local firm brought home a brand new lawyer who grew up here. My understanding is that there are at least two articling students in town right now as well. But we’re no exception in terms of having a retiring demographic. I don’t know the ages of all the lawyers in the area, but I have a sneaking suspicion that a significant proportion of them are 60+, or close to it. (Mind you, lawyers occasionally work into their 70s, but we’ve got some of those, too.)<br /><br />Then again, we haven’t been doing great, either. I can only point to five private bar lawyers in Norfolk, myself included, who have been practicing law for fewer than ten years. Being a newcomer, I can’t speak much to history, but I’m wise enough to the numbers to think that attrition may be a challenge: With two of us having started here in 2010, two current articling students, and only three others within the last ten years, the numbers suggest that keeping new lawyers may be the challenge. (Indeed, I’m aware of at least one lawyer who recently left for Brantford, and one of last year’s articling students who departed to further her education.)<br /><br />Here’s what makes this difficulty puzzling: I recently read an article indicating that a survey of this year’s new calls to the bar indicated that nearly half of them had not secured post-call employment. I personally know new lawyers who have been unable to secure any sort of steady employment, at least in part because they are overly limiting their own options in terms of practice area and area of law.<br /><br />So there is a pool of young talent out there; small towns and small town firms just need to develop strategies to attract and retain these lawyers.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-57406529923332441852010-12-06T13:09:00.004-05:002010-12-06T13:46:28.159-05:00Changes to the Small Claims Court RulesThis just in: Effective January 1, 2011, the Small Claims Court Rules <a href="http://www.attorneygeneral.jus.gov.on.ca/english/courts/civil/changes_to_SCC.asp">will be amended</a>.<br /><br />There are a few changes coming, and this isn't a comprehensive examination of them, but some of the big ones involve recovery of legal costs, which <a href="http://norfolklaw.blogspot.com/2010/05/double-costs-at-small-claims-court.html">I've blogged about before</a>.<br /><br />Some of the more technical rules are being changed. For example, there used to be a minimum of $500 on the claim in order to trigger certain costs provisions, and that will be gone. Also, there used to be a provision for successful parties to recover up to $50 for preparing and filing the pleadings. This is gone, replaced by a provision allowing the successful party to recover up to $100 for disbursements associated with preparing the pleadings.<br /><br />Minor points. The 15% cap is still there for representation fees, so allowing representation costs on a less-than-$500 claim means that the successful represented party can go for up to a whopping amount of legal fees still under $75, by default. (By contrast to self-represented litigants, who can get up to $500 for inconvenience.)<br /><br />Here's a big one, though: There is currently a half-costs rule for "agents" (i.e. paralegals) and students-at-law, so the 15% cap gets reduced by half for non-lawyers. That's gone. As of January 1st, 2011, a paralegal or student-at-law will be capped at 15%, same as lawyers.<br /><br />Of course, it still has to be a "reasonable" representation fee - there's nothing automatic about 15%. That said, even at paralegal or student-at-law rates, it will be the rare case where 15% of the amount claimed at Small Claims Court is much more than a 'reasonable' representation fee.<br /><br />This amendment is a coup for paralegals - whereas, in many cases before, a successful litigant would have to swallow a larger amount of legal fees by hiring a paralegal than by hiring a lawyer, now it will be quite the opposite, that a successful party will likely have a larger proportion of their legal fees covered by a cost award.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-19042458494027142112010-12-06T09:56:00.003-05:002010-12-06T10:29:32.617-05:00Having Your Cake and Eating It TooYou may recall back in August I made an <a href="http://norfolklaw.blogspot.com/2010/08/between-rock-and-concrete-place.html">entry about a local union decertification case</a>, in which an employee, Mr. Anger, applied to terminate the Union's bargaining rights, and the Union responded by rather cleverly taking the position that nobody was doing bargaining unit work on the day of the Application. For complicated labour relations reasons, in the construction industry, that's the test - only people doing bargaining unit work on the day of the Application are entitled to vote, so if nobody's doing bargaining unit work that day, nobody is entitled to vote, so the Application can't succeed.<br /><br />The basis for the Union's position is that the employer is based in Tillsonburg, and the Union's certificate of bargaining rights only refers to the Counties of Oxford, Middlesex, Bruce, Elgin, Perth, and Huron. Not Norfolk. And all the work the employer was doing at the time was in Norfolk. So, even though the terms of the collective agreement were being applied, and union dues were being collected, technically that was all voluntary on the employer.<br /><br />Now, had the employer decided unilaterally to, say, stop collecting Union dues in respect of Norfolk projects, the Union could likely have taken the position that it had been voluntarily recognized as having bargaining rights in Norfolk, and that the employer was estopped from taking a contrary position. So when the employer saw that the Union was taking the position that it didn't have bargaining rights in Norfolk, it took that opportunity to secure a 'with prejudice' admission from the Union that there were no bargaining rights in Norfolk.<br /><br />On August 30th, therefore, with everyone agreeing that Norfolk wasn't part of the definition of the bargaining unit, the OLRB <a href="http://www.canlii.org/en/on/onlrb/doc/2010/2010canlii49567/2010canlii49567.html">dismissed Mr. Anger's Application</a>. So Mr. Anger wrote back to them and said something to the effect of, 'Wait, you're saying that all this work I've been doing in Norfolk wasn't unionized? Well, in that case, I want my union dues back retroactively.' That seems a natural position to take - there's a certain logic to it. The Union's saying "We never had bargaining rights in Norfolk." Presumably, if there were a grievance in respect of Norfolk work, that position would mean that they would be unable to represent the employee. Yes, the employer was voluntarily giving the employees wages, etc, in accordance with the collective agreement, but lot's of non-union employers pay wages in accordance with industry standard collective agreements.<br /><br />So, in respect of work in Norfolk, what was the Union getting paid for? Absolutely understandable for Mr. Anger to ask for his money back.<br /><br /><a href="http://www.canlii.org/en/on/onlrb/doc/2010/2010canlii55973/2010canlii55973.html">The OLRB's response</a>, however, was to say (and I'm paraphrasing): "We've already dealt with your Application. We dismissed it. It's over. If you want to bring a new Application, you can. But there's no Application you can bring for a refund of your dues." So the OLRB, for its part, is refusing to do anything on the basis of that letter.<br /><br />A tricky and unusual fact pattern. It would be interesting to see what Mr. Anger does next.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-48863577450206428992010-12-03T09:27:00.003-05:002010-12-03T09:49:44.141-05:00The Wrong Reasons to FireDismissed employees frequently call a lawyer (or others) to complain that “I was fired unfairly, even though I didn’t do anything wrong. How can they do that?”<br /><br />To which my question is always, for more than one reason, “What did they offer you?”<br /><br />Sometimes you’ll hear people wise in the ways of employment law say something to the effect of “Even without misconduct, an employer can terminate a non-union employee for any reason or no reason at all, on provision of appropriate notice or pay in lieu thereof.”<br /><br />This is not <em>precisely</em> correct. Close, but not quite.<br /><br />It is true that an employer does not need “just cause” to terminate an employee’s entitlement. Just cause, being significant misconduct or something comparable, is what allows an employer to terminate without providing notice. The test for just cause is high, though, and is often difficult for the employer to establish.<br /><br />However, when there isn’t just cause, that doesn’t mean that the employer can’t terminate; it only means that the employer owes <u>notice</u> (how much depends on circumstances).<br /><br />So it’s true that an employer can fire for no reason, but it isn’t true that the employer can fire for absolutely <em>any</em> reason. There are a handful of reasons that an employer, under Ontario law, cannot terminate the employment of an employee. The following is not necessarily a comprehensive list.<br /><br />(1) Reprisals for standing on certain rights. If an employer terminates an employee because that employee inquired about rights under certain statutes, or attempted to stand on such rights, or brought proceedings based on alleged infringements of such rights (<strong>even if the proceedings are ultimately unsuccessful!</strong>), then the termination is illegal and could result in serious repercussions to the employer, including payment of amounts well in excess of the reasonable notice period. Statutes with anti-reprisal provisions include the <em>Employment Standards Act</em>, the <em>Occupational Health and Safety Act</em>, the <em>Human Rights Code</em>, and the <em>Labour Relations Act</em>. The anti-reprisal provisions under the first three are extremely broad, prohibiting any negative action whatsoever against an employee resulting from the employee standing on their rights under those Acts. Under the <em>Human Rights Code</em>, the anti-reprisal provision even covers an employee’s refusal to breach somebody else’s rights; under the <em>OHSA</em>, the anti-reprisal provision applies to the right to refuse unsafe work – even if the work turns out to be safe. Under the <em>ESA</em>, the anti-reprisal provision also covers such things as an employee being eligible to take leave; it’s not illegal to fire a pregnant employee (though it usually looks pretty bad), but it is illegal to fire an employee as a result of pregnancy. The <em>LRA</em> anti-reprisal provisions are a little bit narrower, but prohibit termination because of standing on rights under that Act.<br /><br />I’ve cast these provisions as being very broad…and they are. However, it should be noted that the reprisal protection will usually only apply to <em>bona fide</em> assertions of right. So if I invoke the right to refuse unsafe work just to get out of work and not because I genuinely believe that it’s actually unsafe, then I risk non-application of the anti-reprisal clause. On the other hand, if I invoke the right to refuse unsafe work <em>genuinely believing</em> that the work is unsafe, and I'm wrong, then the employer retaliating against me for it is still a big problem for them even though I was wrong about the work being unsafe.<br /><br />(2) The termination cannot be discriminatory or harassing on the basis of a prohibited <em>Human Rights Code</em> ground. If I’m fired directly or indirectly because of one of the prohibited <em>Code</em> grounds (think age, race, sex, creed, family status, marital status, place of origin, disability, etc.), that’s usually going to be illegal. There are certain exemptions, both on the basis of exempted organizations and “bona fide occupational requirements”. So the Catholic Church could probably justify refusing to employ somebody as a priest because the person is married, and a transport company could probably justify terminating the employment of a truck driver who became completely blind. But as a generality, such discrimination is problematic. The prohibition applies if the termination was in any small part motivated (directly or indirectly) by unlawful reasons: Even if I can demonstrate that I need to lay somebody off for legitimate business reasons, if my grounds for selecting the subject of the layoff triggers the prohibited grounds, I’m still in trouble.<br /><br />(3) The termination cannot be as a result of membership in a union or participation in a union organizing campaign. A protection given under the <em>Labour Relations Act</em>. This one sometimes gets muddy: Participating in such a campaign does not guarantee job security, and quite often those who participate in such campaigns already have strained or otherwise weak relationships with the employer. Moreover, participation in such campaigns is usually not all that visible to the employer; these campaigns are carried out in secret. As with all the other protections, the question relates to the motivation of the employer – was the employer’s decision to terminate motivated, in whole or in part, by the prohibited reason? In these cases, it’s often a question of “Did the employer even know about the employee’s participation in the campaign?” As is normal, the onus is upon the employer to disprove the allegations.<br /><br />Note that, as usual when dealing with Ontario statutes, I’m talking here about provincially-regulated employers (being most Ontario employers, except for certain industries including, among others, telecommunications, aviation, inter-Provincial/international transportation, etc.); the statutes regulating federal employers are somewhat different.<br /><br />I always recommend that an employee facing dismissal seek legal advice on their entitlements before signing anything. (If you have signed something, I still recommend seeking legal advice. You’d be surprised how often an employer will have an employee sign a release which isn’t binding for one reason or another.)<br /><br />For employers, I also recommend seeking legal advice when terminating employees, though I go a step further and recommend that employers seek legal advice pertaining to their hiring, employment contracts, and policy development and implementation. It is always much easier to terminate safely (as in, without risking significant liability) if you’ve managed the employment relationship properly from the outset, and when I say ‘the outset’, I mean starting right at the initial recruitment stages.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-73001425893899120212010-12-02T22:41:00.002-05:002010-12-02T23:21:10.051-05:00Bill 68 - Chilling Employment Standards ComplaintsOn October 25th, 2010, Bill 68, the "Open for Business Act" received Royal Assent. The full text can be found <a href="http://www.ontla.on.ca/web/bills/bills_detail.do?locale=en&Intranet=&BillID=2358">here</a>. The Bill amends several statutes, but my interest in it lies in the amendments to the <span style="font-style: italic;">Employment Standards Act, 2000</span>. There's a <a href="http://www.ontariocanada.com/ontcan/1medt/en/news_2010_05_17_ofb_backgrounder_en.jsp">Ministry Backgrounder </a>that covers that material.<br /><br />The changes are to the <span style="font-style: italic;">ESA</span> complaint process, and are designed to reduce the Ministry's backlog, which the <a href="http://business.financialpost.com/tag/bill-68/">Financial Post pegged at 14,000 cases in July</a>.<br /><br />So what are the changes? To boil it down to it's simplest, the Ministry will be able to require complainants to take certain steps before it will investigate their complaints - namely, take it up with the employer first. In addition, the Employment Standards Officers will be tasked with attempting to settle the matter.<br /><br />Encouraging settlement is a common way of dealing with backlogs. But sometimes, as in this case, it goes too far.<br /><br />There have been many criticisms of Bill 68 because, firstly, <a href="http://hamiltonlabour.ca/doc.php?document_id=146">it puts more barriers between an employee and their entitlements</a> and, secondly, <a href="http://www.cleonet.ca/news/1576">workers will be pressured to settle for less than their legal entitlements</a>.<br /><br />There's likely merit to both criticisms. I discussed earlier the reasons why the actual <span style="font-style: italic;">ESA</span> complaints are likely the tip of the iceberg o<a href="http://norfolklaw.blogspot.com/2010/12/employment-standards-enforcement.html"><span style="font-style: italic;"></span>f <span style="font-style: italic;">ESA</span> breaches</a>: Such a power imbalance exists as to discourage employees from standing on their rights. Additional barriers, requiring employees to stand up to their employers first, may cause some complainants to abandon their complaints. (And that is the consequence; if an employee doesn't take the necessary steps, their complaint will most likely go away.)<br /><br />In addition, most <span style="font-style: italic;">ESA</span> complaints are questions of liability, not damages. Calculating damages is usually fairly simple arithmetic - do I get time and a half for overtime, or do I not? If the answer's yes, there's seldom much fight in how much that amounts to. (There are exceptions, of course, but it usually is pretty Boolean.) Settlement discussion usually involves compromise on both sides, and means that employees are going to be facing pressure to back off part of their entitlements.<br /><br />So the backlog is going to be reduced by reducing the number of people who will voice their legitimate complaints, and by pressuring them into taking less than their entitlements early.<span style="font-style: italic;"><br /><br /><span style="font-style: italic;"></span></span>I have another objection to the Bill: Encouraging settlement doesn't encourage compliance up front. Telling employers "Most likely, your employees will have to talk to you about alleged breaches first, and you can settle it at that time or later for less than the employee's entitlements"...well, it tells employers that they can disregard their legal obligations right now and deal with it if an issue is ever raised, long before you're exposed to an unfavourable Order. It isn't completely safe, but the probabilities are in the right place for an employer: An Order to Pay has an administrative surcharge, and sometimes ends up being pretty subsantial. It's slightly punitive, and could generate a large expense all at once. Employers want to avoid Orders.<br /><br />So there's risk. Even if you think you'll get away with a breach, it's costly if you get caught, so it's better to just meet your obligations on an ongoing basis.<br /><br />On the other hand, if you know that your employee will likely have to talk to you first before an investigation will start, then it's too easy to sit back and wait for that to happen before looking into compliance. And since most employees will never raise an issue, it becomes much easier for the employer to ignore the requirements.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.<br /><span style="font-style: italic;"></span>Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-28907437145833042542010-12-02T09:40:00.003-05:002010-12-02T10:31:01.862-05:00The Employment Standards Enforcement ProcessThere are changes coming to the Employment Standards complaint enforcement process, with Bill 68. I'll explain the consequences of the changes in another post, and how the changes put employees in a more difficult position, possibly giving employers less incentive to comply with their legal obligations up front. But first I'll explain the process itself.<br /><br />Most people are aware of the existence of the <em><a href="http://www.e-laws.gov.on.ca/html/statutes/english/elaws_statutes_00e41_e.htm">Employment Standards Act, 2000</a></em>, and of the availability of a <a href="http://www.labour.gov.on.ca/english/es/forms/claim.php">complaints process to the Ministry of Labour</a>. I have the impression that many employees think that a complaint to the MoL is sort of like a complaint to the police - i.e. that there's a certain moral aspect to it but, even if something happens, the complainant gets no real benefit from it, and is open to reprisal from the subject of the complaint.<br /><br />Quite the contrary: For most matters, a complaint by an employee to the Employment Standards branch of the MoL initiates a legal proceeding against the employer - it is much like suing the employer, but the process is different (easier, more cost-effective) than that of the courts. If the complaint is well-founded, the complainant can expect to be compensated for losses suffered by reason of the employer's breaches of the statute.<br /><br />Several caveats:<br />(1) The Employment Standards complaint process, for most matters (but with some exceptions), caps recovery at $10,000.00.<br />(2) The Employment Standards complaint process <em>cannot</em> compensate a complainant for wrongs other than breaches of the <em>ESA</em>. If the employer isn't paying wages as required, the Ministry can remedy that. If the employer <em>is</em> paying wages, but the rate of pay is below the applicable minimum wage, the Ministry can remedy that. But if the complaint is of some other unfairness, discrimination in breach of the <em>Human Rights Code</em>, etc., which isn't captured by the <em>ESA</em>, then the remedy for that lies elsewhere (Courts, the <a href="http://www.hrto.ca/">Human Rights Tribunal</a>, or whatever other tribunal might be applicable under the circumstances). <br />(3) In circumstances such as dismissal, where your <em>ESA</em> entitlement (i.e. to termination pay) might be less than your 'common law' entitlement, the Ministry can only compensate you for the <em>ESA</em> minimum, and you cannot subsequently sue in Court for the rest of your common law entitlement.<br /><br />Caveats aside, the Employment Standards complaints process does have its uses, especially if you're still employed with the employer: Inquiring about your rights, or initiating/participating in a complaint under the <em>ESA </em>(among other things), triggers an <strong><a href="http://www.e-laws.gov.on.ca/html/statutes/english/elaws_statutes_00e41_e.htm#BK118">anti-reprisal</a></strong> clause in the <em>ESA</em>. If the employer takes a negative action against the employee because, for example, the employee filed a complaint, then the employer can be in quite a lot of trouble for that.<br /><br />I know what you're thinking: "Okay, so I make a complaint against my employer, and my employer then fires me because of some trumped up disciplinary allegation. How can I ever prove that it was really because of my complaint?"<br /><br />Herein lies the beauty - or the terror, depending on your perspective - of the provision: The onus isn't on the employee to prove reprisal. If an employee brings a reprisal complaint against the employer, it's on the employer to disprove the allegations. And if the termination (or other negative conduct) followed on the heels of some sort of Employment Standards complaint, it's a hard onus for the employer to meet.<br /><br />And it isn't just termination that can offend the anti-reprisal provision. Anything from disciplining a late employee to declining a short-notice vacation request can put an employer in a difficult position defending against reprisal allegations from an employee who has brought an Employment Standards complaint - <em>even if the complaint itself turns out to be without merit</em>.<br /><br />Mind you, <strong>there are ways</strong> for an employer to protect itself from reprisal complaints. It involves implementing and consistently following policies and procedures for discipline and other discretionary matters. Retaining a qualified lawyer (such as myself :) or a qualified Human Resources consultant to help develop these policies and procedures can put an employer in a much stronger position. This has to be pre-emptive, though, implemented before you run into other Employment Standards problems, in order to be really useful. The idea is that, if you refuse that short-notice vacation request to an employee who previously brought a complaint against you, and the employee brings a reprisal complaint as a result, you want to be able to point to a long consistent pattern of refusing vacation requests with too little notice.<br /><br />Also, as another peripheral note, <em>ESA</em> minimum entitlements are <strong>not subject to mitigation</strong>. Meaning: If an employee gets fired, and finds a new job the next day, the employee can still pursue the statutory minimum termination pay.<br /><br />So, put briefly, here's how the process works:<br /><br />Employee files a complaint. Complaint gets assigned to an Employment Standards Officer. The Officer then contacts the employee and employer and investigates the complaint. At the end of the investigation, the Officer either finds merit to the complaint and issues an Order to Pay against the Employer, or doesn't and declines to issue an Order.<br /><br />The unsuccessful party can choose to apply for review to the <a href="http://www.olrb.gov.on.ca/english/homepage.htm">Ontario Labour Relations Board</a>, and gets a hearing <em>de novo</em> there. (i.e. a full new hearing of all the evidence, without reference to the evidence before the Officer.) Matters will frequently go to that level. There is the availability of judicial review to a Court beyond that level, but that's more expensive, more complicated, and often more difficult. (Essentially, at the Divisional Court you're not arguing directly the merits of the complaint, but rather you're arguing that the OLRB made a mistake. And the Courts like to defer to tribunals like the OLRB, if they can find a reason to.)<br /><br />I've seen a lot of employers get away with breaching the <em>ESA</em> for long periods of time, for several reasons, most of which are related to the natural imbalance of power and sophistication between the employee and employer:<br />(1) Employees may not know their rights;<br />(2) Employees may be conflict-averse and prefer positive relations with the employer rather than getting their rights respected;<br />(3) Employees may be worried about job security (unaware, or not, of the anti-reprisal provision);<br />(4) Employees may be unaware of the recourse available through the complaint process, and can't afford to get legal advice on the point (indeed, frequently the cost of a lawyer is prohibitive to an employee with a legitimate <em>ESA</em> complaint); or<br />(5) Even an employee aware of their rights and recourse may be intimidated by the prospect of initiating legal proceedings against the employer.<br /><br />So I would suggest that it is a fair inference that the actual complaints that go to the Ministry are just the tip of the iceberg on the actual violations of the <em>ESA</em> in the Province.<br /><br />Tomorrow: Why Bill 68 will aggravate this disparity.<br /><br />*****<br /><br />This blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-13713258573732772322010-11-04T18:26:00.004-04:002015-04-04T13:36:45.164-04:00Critique of the Star's "Above the Law" seriesThe Toronto Star has been running an "ongoing series" of stories essentially alleging that police get away with murder, expressly alleging that they are treated differently than civilians doing similar things.<br />
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The police in Ontario are subject to scrutiny by the Special Investigations Unit (SIU), a civilian agency which investigates circumstances when police kill or seriously injure others. And the Star reporter - reporters named Henry and Bruser - is saying that they're not doing their jobs right.<br />
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Some of the Star's observations are fair. Police <span style="font-style: italic;">are</span> treated differently from civilians. But that's not necessarily surprising. It's natural to suspect that, when a member of the public happens to have a gun and be in a lethal conflict situation, they probably had some responsibility for it - there isn't such an inference to be drawn, usually, when the police are involved. We send the police into harm's way, and can't be surprised when they harm others and claim self-defence or defence of third parties. (Of course, where police misconduct happens, it must be addressed very seriously.)<br />
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So let's go through the stories. Bear in mind that I know nothing of these fact patterns aside from what's in the Star's stories: I'm assuming factual accuracy in the reporting (which may not be a fair assumption - I do have some experience with the media), but readers should bear in mind that the Police Association lawyer has alleged that the reporting is inaccurate.<br />
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<a href="http://www.thestar.com/news/investigations/article/882716--officer-who-killed-grandmother-avoids-charges-fined-500">(1) Pedestrian killed by a cruiser</a><br />
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This one raised eyebrows for me at first.<br />
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A police officer hit and killed a pedestrian crossing at a crosswalk. No emergency circumstances justifying it, just a defence that 'the sun got in his eyes'. The Star observes that: "Instead of a criminal charge, Quijada-Mancia faced a far less severe form of justice after pleading guilty to discreditable conduct at an internal police disciplinary hearing." He lost a week's pay.<br />
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Seems pretty soft: Why shouldn't he have the same standard applied to him as a civilian would? Why wasn't he charged under the <span style="font-style: italic;">Criminal Code</span> or at least the <span style="font-style: italic;">Highway Traffic Act</span>? If I killed a pedestrian, I would certainly be charged, likely with dangerous driving causing death - a serious criminal offence. Of course, under the circumstances the Star describes, I doubt I'd be convicted: The test requires a 'marked departure' from the standard of the reasonably prudent driver. He wasn't going at an excessive speed, and he had what was characterized as a "momentary lapse in judgment". The legal nuances may be lost on Henry and Bruser, but a momentary lapse in judgment does not amount to criminal negligence. That's basically the defence, actually - back in my student legal aid days, I successfully challenged a careless driving charge (which has a lower threshold than dangerous driving) on the basis that the client's conduct was just a "momentary lapse in judgment".<br />
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And then, buried near the end of the story, is a little ambiguous reference to another point: He was <span style="font-style: italic;">also</span> charged and convicted under the <span style="font-style: italic;">Highway Traffic Act</span>, paying an additional monetary fine and resulting in demerit points.<br />
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Did he have an easier time of things than a civilian under the same circumstances would? Probably. But was his conduct criminal? Should he have gone to jail? On the facts presented by the Star, probably not.<br />
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<a href="http://www.thestar.com/news/investigations/lawenforcement/article/883473--suspect-had-a-lawn-chair-police-officer-had-a-gun">(2) Police officer shoots suspect charging at her with a lawn chair</a><br />
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An officer was dispatched to arrest a suspect. Homeless, mentally unstable. He became aggressive and refused to cooperate. She tried to incapacitate him with pepper spray, but this was ineffective. She didn't have a Taser. It was a radio deadzone - no backup. He became increasingly violent, threatened to kill her, threw a chair at her, then charged at her.<br />
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Now, let's evaluate her options at this moment. Pepper spray? We already know it doesn't work. Engage him in hand-to-hand combat? Well, reading between the lines, it sounds like he was bigger than her. If she loses...well, she's probably dead. Even if he doesn't bludgeon her to death, he would then be able to grab her gun. Flee and leave a dangerous enraged guy alone, with the probability that he won't still be there when she finally comes back with backup, and let come what may from the fact that he's on the loose?<br />
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She shot him. And this is where she deviated from her training - she shot to wound. The injury still ended up killing him.<br />
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Professor Alan Young of Osgoode Hall says that a civilian never would have been able to invoke the doctrine of 'self-defence' under those circumstances. I'm not so sure...if you're packing, and a big guy is coming at you threatening to kill you, <span style="font-style: italic;">even unarmed</span>, then it seems unreasonable to let him pummel you and take your weapon. I could be persuaded that there's an objectively reasonable fear of death in those circumstances.<br />
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But more importantly, the civilian right of self-defence comes with all sorts of other baggage like the duty to retreat. The officer was tasked to take this guy into custody, and entitled to use whatever force was reasonably necessary to do so. (Besides, a civvie in the same circumstances would have a hard time explaining how the circumstances arose.)<br />
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The guy attacked a police officer who was just trying to do her job. Yes, it's tragic that his mental illness yielded that result, but it's hard to criticize her conduct of the situation.<br />
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<a href="http://www.thestar.com/news/investigations/lawenforcement/article/883678--officer-who-ran-over-teens-was-cleared-by-siu-probe">(3) Officer runs over teens lying in the grass</a><br />
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Two teens stargazing in a park. An officer patrolling the park in a marked cruiser. Runs over them, causing serious injury.<br />
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Not charged. The Star rightly points out that a civilian doing the same thing definitely would have been charged.<br />
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But there's a reason for that: Civilians aren't supposed to be driving around parks. Some laws - particularly driving-related ones - are relaxed for police in the execution of their duties. Not uncommon to see police patrolling park areas in their vehicles. The Star seems to suggest that there's something inherently wrong with the activity, that police should never drive off the road. I would suggest that there are good reasons to do so, including safety - in a large poorly lit park, a single officer or pair of officers could end up in trouble before even realizing it.<br />
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Should this fellow have seen the two teens who were lying in the grass? No, unreasonable to think that he would have. You'd think they'd have heard his engine and paid some attention, even if - as they claim - his headlights were off.<br />
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It's a tragic case. It could have been worse. But despite the Star's aspersions, it's hard to say that he actually did anything *wrong*.<br />
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<a href="http://www.thestar.com/news/investigations/article/883799--officer-breaks-little-accountant-s-arm-but-no-charges-laid">(4) Accountant's arm broken during an arrest</a><br />
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Accountant stopped because his sticker's out-of-date. Moreover, the vehicle is registered as a different colour than it actually is. Oh, and he doesn't have his registration in the car, either.<br />
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So the police arrest him. It'd be hard to assail that decision. Did they have reasonable and probable grounds to believe that an offence was committed? Absolutely. They thought - quite reasonably - that the car was stolen, but in any event there were a couple of <span style="font-style: italic;">Highway Traffic Act</span> violations going on.<br />
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What happened next? Well, all we have is the accountant's side of the story...but even then there are questions. He admits to mouthing off, telling them that they can't arrest him, etc. No word as to whether or not he struggled physically. The Star makes quite a topic out of the accountant's stature, that he's a little guy, etc., the suggestion seeming to be that he couldn't struggle meaningfully. But the story also says such things as that the police "tried to snap handcuffs around his wrists". Tried? With two police officers restraining him, shouldn't cuffing him have been pretty academic if he isn't struggling?<br />
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If you're physically resisting police who are lawfully arresting you, a broken arm isn't unexpected. I'm not saying definitively that he was, but this story is too one-sided with too many questions to conclude that the police did anything wrong under the circumstances.<br />
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<a href="http://www.thestar.com/news/investigations/article/884362--conviction-tossed-out-over-police-brutality">(5) Interrogators break a prisoner's jaw</a><br />
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Fellow being interrogated for a serious crime gets beaten up in the interrogation room. At his trial, the judge found that he had been beaten. The Court of Appeal ultimately determined that the proceedings against him should be 'stayed' - i.e. that he should walk - because of this.<br />
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If true, this is serious misconduct. I say "if true", because the interrogator is currently awaiting trial for the assault. It's a higher threshold to prove the assault as against him than it was in the trial of the other fellow.<br />
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Interestingly, whereas the Star makes several allegations against the SIU of specific failings in his other stories, all he really says here is that they cleared the officers of misconduct and that the Court of Appeal tore into the SIU. The most specific failing alleged of the SIU by the Court of Appeal, however, is that it failed to reopen its investigation after the trial judge found misconduct. Which it now has.<br />
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This story reflects poorly on the officers involved, certainly. But the alleged offender is facing appropriate charges now. The phrase would be "better late than never".<br />
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Indeed, it isn't a surprising result. SIU investigators would have to be able to make a case with the potential to prove the assault "beyond a reasonable doubt". They would clear the officer if they don't think that they can do this. When the allegations are made in the context of somebody else's trial, however, it's a much lower threshold, and the judge can find as fact that the assault took place even if it isn't proven beyond a reasonable doubt. Technical, but it's a 'presumption of innocence' thing.<br />
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<a href="http://www.thestar.com/news/article/885007--police-notes-questioned-after-man-fatally-shot">(6) Problem with Police notes</a><br />
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In a remote area, a mentally unstable man becomes violent towards police. According to the police, he pulled a knife, so they shot him.<br />
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Pretty academic if you accept their stories. And when nobody else was there, hard not to accept their stories.<br />
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In this case, the Star is actually on side with the SIU, in that the SIU took issue with the fact that the officers didn't write their notes until two days after the event, and only after conferring with a lawyer. Yep, that's the problem.<br />
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This story even breaks further with the trend, because in all of the other stories the Star is arguing that it's a bad thing that police are being treated differently from civilians. In this one, the argument seems to be that they shouldn't have the procedural protections everyone else has, like the right to counsel, or the right to remain silent.<br />
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<a href="http://www.thestar.com/news/article/885473--siu-missed-key-questions-after-man-shot-five-times">(7) SIU doesn't ask the right questions</a><br />
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Same old story: Guy 'darts' at a police officer with a knife in hand, gets shot and killed.<br />
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Some factual issues - was the pocketknife open or closed? The officer, and witnesses, say it was open. After the fact, it was found closed. The officer says that the deceased's dying act was to close the knife. Yeah, a little odd, but no more so than a guy confronting police with a closed pocketknife.<br />
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The SIU gets flamed here for not asking for an indepth definition of the verb "dart".<br />
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There are questions here, different versions of the facts, but that's not unusual. It's a common occurrence in trials that you get two very different stories, but neither side is lying. People see things through different lenses, and memory twists the details and context. Here, the inconsistencies are actually pretty minor - one person says they saw something, another says they didn't notice such a thing. Nothing actually inconsistent about that.<br />
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And this officer himself admitted that his memory of the events were spotty. Again, not uncommon for high-intensity encounters or other traumatic experiences.<br />
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I don't really see what the Star is getting at in this story. The questions raised in it are minor points. The most critical question is this: Was the fellow going at the officer with a knife drawn? There are even corroborating witnesses that say "yes"...in light of this, it seems obscene to suggest that a few open questions and irregularities should result in the officer going to jail for the rest of his life.<br />
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Ultimately, this series reeks of 'a mountain of a molehill'. Okay, the interrogator case is bad. But the rest... Yes, police are occasionally going to shoot people. And it's very easy to second-guess their decisions to do so in many cases. In much the same way that it's easy to sit in a recliner and criticize Curtis Joseph for coming too far out of the net.<br />
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Now, I'm not suggesting blind acceptance that "the police know best", but we also can't too tightly fetter the ability of police to use lethal force to protect themselves and others against perceived threats.<br />
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Three of the seven involve shootings of people acting violently towards police. All three had serious mental issues. The Star plays this up, that these are sympathetic people being shot. Lots of quotations from family members. And yes, it's tragic when a schizophrenic puts himself in a position to get shot by police. It's not necessarily blameworthy conduct, from somebody with that kind of disease. But if a large mentally ill person is coming at <span style="font-style: italic;">me </span>with a knife, then, even though I don't have any ill will to my attacker, I don't want the nearby police officer to reach for his baton.<br />
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*****<br />
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This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-31655917201785465602010-09-16T19:18:00.004-04:002010-09-22T19:16:40.021-04:00Good reasons not to go to a lawyer to do your will...Lawyers <span style="font-style: italic;">love</span> online will kits, and the like. Why? Well, a lawyer usually just charges a few hundred dollars for wills, and - with a good will, prepared by a good lawyer - the billing on an average estate file will be fairly modest, too. But when you get an estate file with a bad will, especially if there's animosity between family members...well, <span style="font-style: italic;">that</span>'s where estate lawyers make lots of money.<br /><br />Wills have lots of formal execution requirements. I've seen "wills" with only one witness. In Ontario, that's not a will. In fact, the jurisprudence is pretty clear, so that usually isn't worth litigating - your estate will simply be distributed based on the rules of intestacy, notwithstanding your intentions to the contrary - though occasionally in a sizeable estate you'll still get would-be beneficiaries who think it's worth throwing money at to try to give effect to the intentions of the testator.<br /><br />I've seen handwritten codicils to wills of which parts are clearly invalid, some parts may be valid, and some parts are simply incoherent. The problem is that even a legal opinion doesn't help...you'll need a judicial interpretation in order to get authorization to deal with the assets of the estate (the banks won't touch you without probate in such a case, and probate itself will be unduly complicated when that sort of issue is going on) and that means significant legal expenses <span style="font-style: italic;">even if there is no conflict</span>. If the family isn't getting along, then you might as well be handing your whole estate directly to the lawyers.<br /><br />If you end up with ambiguity, or technical deficiencies, this can be a real problem.<br /><br />Mind you, that isn't to say that lawyers are perfect. It isn't uncommon for some lawyers to misuse the term "per stirpes". Odd word, I know. Latin for "by the stock". It's a measure of distribution which basically means that, if a beneficiary predeceases, his/her children will get his/her share. Mind you, it's a little trickier than that - there's syntax to attend to.<br /><br />I've seen a will that says "To my son Joe per stirpes." Meaningless. It's a measure of distribution, so when you only have one named beneficiary, it has no substance. Consequence? Well, the anti-lapse provisions of the <span style="font-style: italic;">Succession Law Reform Act</span> basically mean that the testator`s son`s gift will still go to his children on a stirpital basis. Problem, however: Most good wills have a legitimacy clause, designed to disentitle a testator`s unknown children from a fling in Maui. Or more to the point, to give the estate trustees more certainty as to the number and nature of beneficiaries. So a properly framed stirpital clause means that there`s no need to search for unknown illegitimate heirs. No need for your estate trustee to stand up on a chair everywhere you`ve gone and say "Hey, are there any illegitimate children of Joe around here?"<br /><br />I've also seen wills which fail to account for contingencies. "Give my estate to this person as soon as conditions x, y, and z are satisfied." Okay, but what happens if the conditions are never satisfied?<br /><br />These are the kinds of issues just asking for expensive litigation. The way out is to go to see a <span style="font-style: italic;">good</span> lawyer to prepare your will in the first place, to protect it from the possibility of litigation.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-75209718283846674742010-09-04T16:27:00.005-04:002010-09-11T21:01:24.733-04:00So you've been canned for discriminatory reasons...now what?The simple answer is: Get a lawyer. If your employer is asking you to sign a release, you want legal advice before you sign anything. If your employer *isn't* asking you to sign anything, it's likely because you're not getting any more than your statutory minimums, and on most not-for-cause terminations, statutory minimums aren't enough, even where there isn't a breach of the <span style="font-style: italic;">Human Rights Code</span>. (If you have been fired "for cause" and paid nothing...the threshold for just cause is high, and you should get legal advice on that point anyways.)<br /><br />But the point of this post is to discuss a question that I've been pondering for a while now: Now that you <span style="font-style: italic;">can</span> seek a remedy for a <span style="font-style: italic;">Code</span> breach in Court...should you?<br /><br /><span style="font-weight: bold;">THE HISTORY</span><br /><br />For many years, litigants were trying to get the Courts to provide a remedy for <span style="font-style: italic;">Code</span> breaches, or recognize a common law tort of discrimination, etc.<br /><br />In the <a href="http://www.canlii.org/en/ca/scc/doc/1981/1981canlii29/1981canlii29.html"><span style="font-style: italic;">Bhadauria</span> </a>case in 1981, the Supreme Court of Canada resolved this question with a firm "No". The <span style="font-style: italic;">Code</span> provided a comprehensive system for remedying <span style="font-style: italic;">Code</span> breaches, leaving no jurisdiction for the Courts.<br /><br />That wasn't the end of it, of course. For many years, the Human Rights system in Ontario was notoriously broken, and so other avenues were sought. In fact, labour arbitrators were found to have jurisdiction to apply the <span style="font-style: italic;">Code</span>, as were other administrative tribunal adjudicators. However, the Courts always held firmly that the Courts should not be burdened with Human Rights matters.<br /><br />Every so often, somebody would come back to argue that the Courts should recognize a common law tort, or try to characterize a human rights breach differently so as to get the Courts to award damages for it. Most recently - as in, June 27th, 2010, in <a href="http://www.canlii.org/en/ca/scc/doc/2008/2008scc39/2008scc39.html"><span style="font-style: italic;">Honda v. Keays</span></a>, the Supreme Court again faced an argument in favour of a common law tort of discrimination, and upheld <span style="font-style: italic;">Bhadauria</span>. The more interesting challenge in that case is the fight for punitive damages.<br /><br />...by way of legal background, let me explain that breach of contract cases (such as wrongful dismissal cases) were not historically considered appropriate for awards of aggravated or punitive damages. A couple of niche exceptions grew around this doctrine, and in a wrongful dismissal case you would need to show a "separate actionable wrong" in order to be able to claim on that basis. (See <a href="http://www.canlii.org/en/ca/scc/doc/1989/1989canlii93/1989canlii93.html"><span style="font-style: italic;">Vorvis</span></a>.) Basically, unless you could show that the employer had done something else beyond the wrongful dismissal itself, you couldn't get aggravated or punitive damages.<br /><br />However, this wasn't too big of a problem for plaintiffs for many years, as the Courts as a matter of course would award "Wallace damages", being increases to damage awards based on employer breaches of its duty of good faith and fair dealing.<br /><br />Eventually, in 2006, in the <a href="http://www.canlii.org/en/ca/scc/doc/2006/2006scc30/2006scc30.html"><span style="font-style: italic;">Fidler v. Sun Life</span></a> case, the Supreme Court removed the "separate actionable wrong" analysis from aggravated damages. In <span style="font-style: italic;">Honda</span>, they essentially scrapped Wallace damages, saying that if you can't prove aggravated damages, you can't get anything. And the test for punitive damages is very high in any event.<br /><br />For punitive damages, however, the lower Courts in <span style="font-style: italic;">Honda</span> (including the Ontario Court of Appeal) found that breaches of the <span style="font-style: italic;">Human Rights Code</span>, even though they couldn't ground a civil Court claim, nonetheless constituted a separate actionable wrong. They found such a breach and awarded hefty punitive damages. (The doctrine is flexible enough that this actually made sense.) The Supreme Court, however, suggested in <span style="font-style: italic;">obiter</span> that it doubted the correctness of this, that in fact <span style="font-style: italic;">Bhadauria</span> was a <span style="font-weight: bold;">complete bar</span> to an award of damages by the Courts for a breach of the <span style="font-style: italic;">Code</span>. However, the Supreme Court found that <span style="font-style: italic;">Honda</span> had actually behaved reasonably towards the employee, and that punitive damages simply weren't warranted.<br /><br />What's really interesting, though, is that amendments to the <span style="font-style: italic;">Code</span> became effective 4 days later, reversing <span style="font-style: italic;">Bhadauria</span> in Ontario. Now, on the express terms of the statute, the Courts have jurisdiction to hear Human Rights complaints which are ancillary to other claims. It seems built for wrongful dismissal cases.<br /><br /><span style="font-weight: bold;">THE OPTIONS</span><br /><br />So a wrongfully dismissed employee with a <span style="font-style: italic;">Code</span> dimension to the claim has at least two options, the two most obvious being a civil suit seeking damages reflecting reasonable notice plus human rights damages (including "injury to feelings, dignity, and self-respect"), or going to the Human Rights Tribunal seeking full compensation for the loss of employment, including lost wages.<br /><br />At the end of the day, from a principled perspective, the monetary values should end up being the same, if successful. While lost wages for a <span style="font-style: italic;">Code</span> breach should have the potential to run much higher than reasonable notice, one would expect the Court to apply the same analysis to it as the Tribunal. The Court power is still too new to know for certain. On the one hand, awarding speculative loss-of-income is nothing new to the Courts, such as in a personal injury context; whereas administrative tribunals tend to cut off damages as at the date of the hearing (which is awfully arbitrary), we might expect to see Courts anticipating further damages past the trial date, in the right factual circumstance. (In any event, it'll take longer to get to Court.) On the other hand, Courts tend to be relatively constrained when awarding damages. If a plaintiff is showing up in Court three years after being fired, still unemployed, the Court is likely to take a pretty long hard look at mitigation efforts, even though mitigation is traditionally a relatively low threshold for a plaintiff to meet.<br /><br />There are other differences as well.<br /><br /><span style="font-style: italic;">Process and Costs</span><br /><br />First of all, the Human Rights Tribunal process is easier, more user-friendly, cheaper, and there are free legal resources (namely, the <a href="http://www.hrlsc.on.ca/en/index.htm">Human Rights Legal Support Centre</a>) available to access it. There is no jurisdiction at the HRTO to award a successful party a contribution to costs (unlike the Courts), but a smart Applicant shouldn't incur much in the way of costs to get there.<br /><br />That being said, I don't have any data regarding the HRLSC's effectiveness. The Centre is only a little over two years old, and I did see some figures regarding volume of work, etc, after the first year - the numbers suggested a particularly overwhelming volume of service requests in South-Western Ontario - but I don't know how they're faring today. I've sent a few prospective clients their way. I haven't heard any complaints yet, for what that's worth.<br /><br />And while you've seen me go on about <a href="http://norfolklaw.blogspot.com/2010/04/he-who-acts-as-his-own-lawyer-has-fool.html">self-represented litigants</a> before, the HRTO process is far easier to navigate than the Courts. If the HRLSC weren't there, I'd instead have told some of those above-noted prospective clients that they might consider handling the matters themselves.<br /><br />Finally, the HRTO is faster. Their target time to deal with a matter is under 1 year. In my experience, the administrative side of the Tribunal is pretty close to being on top of that. They'll schedule hearings in a pretty timely manner. <span style="font-style: italic;">However</span>, I have found that the adjudicative side of the Tribunal can be slow. The consequence of that is that the expediency of the process can be derailed by Requests for Orders during Proceedings, seeking anything from disclosure of documents to addition or removal of Respondents (or, in one case I worked on, addition of Applicants) or the raising of other jurisdictional or procedural issues...the matter can't proceed substantively until the RFOP is dealt with, and the RFOP can take quite a few months.<br /><br />(Essentially, you make a Request and the other side gets to respond. After this, the Tribunal has to decide how to handle the Request. On some occasions, it can look at the Request and Response and deal with it summarily. Even in this kind of summary disposal of the request, I've seen it take over three and a half months from the filing of the Request to the release of a decision. In other cases, the Tribunal decides it needs more elaborate written submissions, or needs an in-person hearing. Occasionally, the more elaborate written submissions, once received, make it clear that an in-person hearing of the issue is necessary. A back-and-forth between the adjudicative branch of the Tribunal and the parties can easily lengthen the process.)<br /><br />Even then, though, it looks like a longer Tribunal process is on par with a shorter Court process.<br /><br /><span style="font-style: italic;">Differences in Jurisdiction</span><br /><br />Both the Tribunal and the Courts can remedy a violation of the <span style="font-style: italic;">Code</span>. However, they do have differences in what they can do. First of all, the Courts can only provide a remedy if the claim based on a <span style="font-style: italic;">Code</span> breach is ancillary to another civil claim. Not too difficult - when dealing with wrongful dismissal, it will be a rare case where you can't make out a civil claim, but can make out a <span style="font-style: italic;">Code</span> breach.<br /><br />The converse is also true. And this is a bigger issue: The Tribunal <span style="font-weight: bold;">can not</span> order a remedy unless a <span style="font-style: italic;">Code</span> breach is established, <span style="font-weight: bold;">even if there are other clear civil entitlements</span>.<br /><br />Suppose I'm wrongfully dismissed, and my reasonable notice period would be 6 months, but I'm unemployed for 12 months. If I go to the Tribunal arguing that my termination was in violation of the <span style="font-style: italic;">Code</span>, and am unsuccessful on that issue, then the Tribunal will give me nothing, even though it is clear that I'm entitled to 6 months' wages.<br /><br />Being at the Tribunal changes the whole nature of the issues in contention: At Court, discrimination only affects quantum of damages. If a Plaintiff loses on that, he gets <span style="font-style: italic;">less</span>. At the Tribunal, the question of discrimination/harassment is a jurisdictional question. If an Applicant loses on that, she gets <span style="font-style: italic;">nothing</span>.<br /><br />Other differences include that the Tribunal cannot award punitive damages, and the Courts can...though usually won't.<br /><br />Unlike the Court, the Tribunal cannot remedy other peripheral non-<span style="font-style: italic;">Code</span> breaches. If an employer didn't pay overtime, as a matter of practice, but should have, then usually you will not be able to tack on an overtime pay claim to an HRTO Application; you'd have to make a separate complaint to the Ministry of Labour. (<span style="font-weight: bold;">NB: Do *not* claim termination pay at the Ministry of Labour without first getting legal advice. If you do so, you will lose your entitlement to sue in Court for wrongful dismissal.</span> It <span style="font-style: italic;">may</span> leave open the possibility of an HRTO Application...but you have to be careful on that. Get legal advice first.)<br /><br />The Tribunal has an express power to order public interest remedies - ordering future compliance with the <span style="font-style: italic;">Code</span>. This is actually a potent threat in some circumstances which encourages settlement; no business wants the Tribunal looking over its shoulder on a moving-forward basis. The Courts do not have this jurisdiction (though in some narrow circumstances they might be able to draw similar powers from their equitable jurisdiction...never mind - legal abstraction).<br /><br />Now this is important: <span style="font-weight: bold;">You can not do both</span>. If you make a claim based on a <span style="font-style: italic;">Code</span> breach at Court, you cannot subsequently make an Application to the HRTO based on the same allegations. The converse is also true. It's one or the other.<br /><br />...well, sort of. It is <span style="font-style: italic;">possible</span> to have your cake and eat it too, but extremely tricky, and you wouldn't want to do it without a skilled employment lawyer at the helm.<br /><br />Essentially, if you can bifurcate the issues in the dispute between human rights-related and non-human rights-related, it's possible to claim relief for the <span style="font-style: italic;">Code</span> breaches at the HRTO, and seek relief for other civil wrongs at Court. So I could sue for wrongful dismissal <span style="font-style: italic;">without raising the allegations of </span>Code<span style="font-style: italic;"> breaches</span>, and go on to make the <span style="font-style: italic;">Code</span>-based allegations at the Tribunal.<br /><br />There are a few difficulties with this:<br /><br />(1) If I'm suing, I want to throw everything including the kitchen sink at my employer. To not raise the <span style="font-style: italic;">Code</span> breaches and accuse my employer of misconduct takes restraint...and for good reason: If the allegations are well-founded, it's good ammunition, and makes the Court less sympathetic to the employer.<br /><br />(2) If the employer has breached its duty of good faith and fair dealing in other non-<span style="font-style: italic;">Code</span>-related ways, for which I suffered mental health type injuries, I can't really claim for those in Court under this circumstance. Trouble is that, if I frame it to avoid depriving either body of jurisdiction, it will create a causation problem: I'm telling the Tribunal that my injuries are the consequence of the human rights abuses, and I'm telling the Court that my injuries are the consequences of non-<span style="font-style: italic;">Code</span>-based matters. So I can't claim for aggravated damages on that basis at Court, so if I don't prove the <span style="font-style: italic;">Code</span> breaches...well, I lose out. (Also, there's the possibility of a bold employer going to the Tribunal saying "The injuries weren't the consequence of <span style="font-style: italic;">Code</span> breaches; they were the consequence of this myriad other ways in which we treated the employee unfairly.")<br /><br />(3) The natural sequence would be to go first at the HRTO, and second at Court. Under most circumstances, an HRTO win in this scenario would make most of the Court issues moot. By contrast, a Court win likely wouldn't have the same effect of making the Human Rights Application moot. However, the Courts don't really have a deferral process, and after a certain degree of delay litigants have to start jumping through hoops to start justifying why the litigation isn't moving forward. By contrast, the Tribunal does tend to defer where necessary to avoid inconsistent adjudicated decisions. There's a good argument to be made that, if the pleadings have been carefully drafted, deferral would be inappropriate...but there's also a good chance that the argument would have to be made, which brings us to the next point...<br /><br />(4) This approach is just asking for motions and Requests for Orders seeking dismissal or deferral of one or the other proceeding. This compromises the expediency advantage of going to the Tribunal...and given that I'd be loathe to advise a client to use two separate lawyers for the separate proceedings, and the HRLSC would not help with a civil wrongful dismissal action, it undermines the cost advantage (and actually backfires in that regard).<br /><br /><span style="font-weight: bold;">CONCLUSION</span><br /><br />Going back to the original question: Now that you can seek a human rights remedy at Court, should you? The answer is that it depends. Weaker human rights complaints should definitely be built into a civil claim: You don't want to risk your whole civil remedy by going to the Tribunal for a tenuous discrimination argument. (Whether that will colour how the Courts deal with it, that they end up seeing the weaker discrimination arguments, should be interesting to watch.)<br /><br />But where there's a stronger discrimination argument, and/or a relatively limited standalone civil remedy, the HRTO might be the way to go. It's a tricky and risky question to be asked on a case-by-case basis.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-51740257585803923842010-08-21T23:28:00.002-04:002010-08-22T13:23:08.922-04:00Unconstructive DismissalLet's talk about two concepts: Constructive dismissal, and the duty to mitigate.<br /><br /><span style="font-weight: bold;">What is Constructive Dismissal?</span><br /><br />Most people have <span style="font-style: italic;">heard</span> of constructive dismissal. They have some vague idea that it means that, if they're mistreated, they can quit and still seek a payout. That understanding is pretty simplistic, overstated at the water cooler, but underclaimed in practice.<br /><br />Essentially, the doctrine of constructive dismissal arises from the legal principle that the employer is <span style="font-style: italic;">not</span> permitted to unilaterally make substantial changes to essential terms of the employment contract.<br /><br />Unilateral is simple enough to understand: If you agree to a change in your contractual terms, it's not unilateral, and not constructive dismissal.<br /><br />But what of the rest? Understand that employers naturally have significant discretion in controlling the workplace. They can assign new duties to employees, they can implement new policies, they can even modify compensation packages. If you're hired to do payroll, and you're asked to take on some tasks from accounts payable, answering "That's not in my job description" would be insubordination under most circumstances. The employer can rewrite your job description at will, within limits. And the limits are shown in that, if you're hired to do payroll, and your boss reassigns you to a janitorial role, that likely will be constructive dismissal. Demotions and changes which significantly reduce the prestige of a role are often constructive dismissal.<br /><br />Likewise, what changes to remuneration are acceptable is entirely a matter of scale. I once saw a presentation by <a href="http://www.martindale.com/Matthew-L-O-Certosimo/1328544-lawyer.htm">Matthew Certosimo</a> in which he reviewed the jurisprudence and proposed a general principle that changes in remuneration of less than 10% will not be regarded as fundamental changes to the employment contract, reductions of greater than 15% will be, and anything between...are in a grey area, and would be fact-specific.<br /><br />Constructive dismissal can also result from harassment and other ill treatment, but again, it's a matter of scale.<br /><br />Matters of scale leave large grey areas, and lots of uncertainty. In constructive dismissal, uncertainty is deadly. If you <span style="font-style: italic;">think</span> you're entitled to quit your job and seek a payout, and you do so, but the Court disagrees, you get nothing. You'll have your own legal fees, and likely have to contribute to the employer's legal fees as well. There you are, unemployed, mistreated, with no entitlements, and massive legal debts.<br /><br />And there's another hitch too which is growing in the jurisprudence.<br /><br /><span style="font-weight: bold;">Mitigating Losses</span><br /><br />When somebody breaches a contract or commits a tort, the innocent party has an obligation to mitigate his losses - that is, to take reasonable steps to prevent additional damages from occurring. If I contract to purchase 100 widgets from you at $10 each, and the market price drops to $8 each before the transaction is complete, then I might back out of the contract since I feel I'm overpaying. Let's suppose you wait an additional year before trying to sell the widgets, and by that time the market has completely fallen out and the market price is only $1 each.<br /><br />What are your damages for my refusal to close the transaction? Well, the compensation principle says that you're entitled to be put into the same position you would be in but for my breach. If I hadn't breached, you would have had $1000. Following my breach, you only realized $100 from the widgets. So your damages are $900, right?<br /><br />Not necessarily: the mitigation principle kicks in here, and says that you should have liquidated the widgets promptly so as to avoid incurring further loss. You had only lost $200 - not $900 - when I breached, and you could have and should have sold then. To the extent that you took a risk and didn't, why should I bear the burden of that risk?<br /><br />That's what mitigation means. Put into the employment context, it means that an employee who has been terminated without sufficient notice needs to try to find a new job. That is, he or she should take reasonable steps to procure equivalent replacement employment. A high-powered executive doesn't need to take a job flipping burgers to mitigate, but should be checking out other executive-level positions in the area.<br /><br />Essentially, the point of mitigation is that a wronged party cannot recover for a loss which he could have avoided. So if you fail to mitigate, then your recovery will be limited.<br /><br /><span style="font-weight: bold;">How Do You Mitigate Constructive Dismissal?</span><br /><br />The answer in many cases seems to be: Don't quit.<br /><br />This isn't a new proposition. In 1989, the Ontario Court of Appeal ruled in <a href="http://www.canlii.org/en/on/onca/doc/1989/1989canlii260/1989canlii260.html">the <span style="font-style: italic;">Mifsud</span> case</a> that the plaintiff employee was constructively dismissed by a demotion, but...<br /><blockquote>"Where the salary offered is the same, where the working conditions are not substantially different or the work demeaning, and where the personal relationships involved are not acrimonious (as in this case) it is reasonable to expect the employee to accept the position offered in mitigation of damages during a reasonable notice period, or until he finds acceptable employment elsewhere."</blockquote>In other words, he was constructively dismissed, but it was nonetheless unreasonable for him to quit his job, and accordingly he could not recover.<br /><br />Next up, <a href="http://www.canlii.org/en/ca/scc/doc/2008/2008scc20/2008scc20.html"><span style="font-style: italic;">Evans v. Teamsters</span></a>, in which Mr. Evans was terminated, but the company offered him his job back on a contract basis up to the end of the notice period he was claiming. The Supreme Court of Canada followed <span style="font-style: italic;">Mifsud</span> and concluded that it was unreasonable for him not to have accepted the job back.<br /><br />And that's the way the jurisprudence is going now. See <a href="http://www.canlii.org/en/on/onsc/doc/2008/2008canlii30292/2008canlii30292.html"><span style="font-style: italic;">Loehle v. Purolator</span></a>, which has similar facts to <span style="font-style: italic;">Mifsud</span>: An employee was constructively dismissed by a demotion, refused the demotion and left, and the Court found that this was unreasonable - he should have kept the old job until he found a new one.<br /><br /><span style="font-weight: bold;">My Thoughts</span><br /><br />I'm going up against some pretty tall authorities here (though even the <span style="font-style: italic;">Evans</span> decision wasn't unanimous), but I think there is a big problem with this approach: When you can find that an employee <span style="font-style: italic;">has</span> been constructively dismissed - as in, the employer has unilaterally made such a substantial change to the terms of the contract that it can be said to have fundamentally repudiated the contract - but the employee should keep the new job anyways, there's a disconnect. It becomes a right without a remedy. An obligation on the employer without recourse for its breach. Completely meaningless.<br /><br />The standard for mitigation has traditionally been quite low. The employee is usually afforded a great deal of discretion. The employee is not expected to accept the first job that comes along. The employee is entitled to search for something equivalent to the old job. Aside from these "employment with the same employer" cases, <span style="font-weight: bold;">I know of no authority which has ever suggested that an employee is obligated to mitigate by taking a lesser job on a temporary basis while searching for an equivalent job.</span> So why are these cases any different? Why are the Courts in this narrow niche of cases telling employees, "Yes, you're entitled to treat the contract as repudiated, but you still have to stick it out until you find something new"?<br /><br />In fact, I know of no principled reason why the standard for equivalency of employment for mitigation should be any different from the standard for equivalency in changing terms of the employment contract...and if there were a difference, I would think that the standard for mitigation would be <span style="font-style: italic;">easier</span> to satisfy.<br /><br />This is my proposal in a nutshell: If I am demoted in such a way that the demotion would meet the test for constructive dismissal, then the resulting job offer (i.e. of the lower position) <span style="font-style: italic;">prima facie</span> fails to meet the standard of equivalent replacement employment, such that there is no obligation on the employee to accept it in mitigation.<br /><br />Ultimately there is only one question here: Is the employee entitled to quit and seek reasonable notice? There is no reason whatsoever to need to apply <span style="font-style: italic;">both</span> a constructive dismissal framework <span style="font-style: italic;">and</span> a different mitigation framework to it. These should be consistent and lead to consistent results, rather than have inconsistent results rendering the other analysis meaningless.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com2tag:blogger.com,1999:blog-1662432057562451953.post-26106165394870603242010-08-12T18:07:00.002-04:002010-08-22T13:21:04.280-04:00Between a rock and a Concrete placeBeneff Concrete Ltd. is a Tillsonburg-based concrete company, with a labour force which is unionized through the Labourers International Union of North America (LIUNA) Local 1059.<br /><br />Construction industry unions have their own statutory framework, and it's pretty complicated.<br /><br />Most of us understand a union in the "factory floor" sense, where the factory staff unionize, the union steps in and gets to negotiate on behalf of all non-managerial employees in the factory. These workers get job stability, etc.<br /><br /><span style="font-weight: bold;">Construction Industry Unions</span><br /><br />In construction, though, there is no such thing as job stability. Construction workforces are, by their very nature, unstable, and workers get picked up on a day-by-day or project-by-project basis. So in the construction industry, the unionization goes along different lines, and with different dimensions. Essentially, a union will become the certified bargaining agent of all employees of an employer doing a certain type of work (i.e. concrete formwork, electrical, carpentry, masonry, general labour, etc.) in certain types of projects (residential or ICI - Industrial-Commercial-Institutional) in a certain geographical region.<br /><br />The geographical region is frequently defined by "Board Areas", set by the Ontario Labour Relations Board. Here's a Provincial map of the <a href="http://www.olrb.gov.on.ca/english/geoareas.pdf">Board Areas</a>.<br /><br />It gets more complicated, too, because you get Province-wide collective agreements affecting multiple employers, etc., but that gets a little bit beyond the scope of what I'm talking about here.<br /><br />I encourage you to look at that map, and specifically at Areas 3 and 4. Area 3 is pretty large: Bruce, Huron, Perth, Middlesex, Oxford, and Elgin counties. Area 4, on the other hand, is just Norfolk and Brant. (The map still labels "Haldimand-Norfolk", but Haldimand and Niagara are nonetheless Area 5.)<br /><br />Now note where Tillsonburg is: In Oxford, but barely. It's in Area 3, but not far from Area 4.<br /><br />Follow me so far?<br /><br />Now, when LIUNA became the certified bargaining unit for Beneff, it became the certified bargaining agent for all of Beneff's "construction employees engaged in concrete forming and finishing construction on all construction projects within the counties of Middlesex, Bruce, Elgin, Oxford, Perth, and Huron, save and except non-working foremen and persons above the rank of non‑working foremen, office, clerical and engineering staff."<br /><br />In other words, Board Area 3.<br /><br />Trouble is that Beneff does a great deal of work in Norfolk. Technically, the certificate doesn't affect work being done in Norfolk. So Norfolk projects shouldn't be considered union work, the work and wages shouldn't be bound to the collective agreement, and no union dues should be remitted.<br /><br />Actually, no, the trouble is that it appears that Beneff did so anyways. Maintained the applicability of the collective agreement, paid union dues, etc., relating to Norfolk projects.<br /><br />No problem, right? Just stop. LIUNA's not entitled to it, right? Well, that might not work. You see, the way that labour law works in Ontario, when you voluntarily give a union something, it can be very difficult to take it back afterwards. For example, let's say you have a collective agreement requiring union representation for disciplinary meetings, but not investigative meetings. When you're holding an investigative meeting, the union rep will insist that union representation is required. The manager, who may or may not be aware of that specific aspect of the collective agreement off the top of his head, probably doesn't know the definition of "disciplinary meeting", and <span style="font-style: italic;">certainly</span> doesn't want to be spending half his time trying to sort through the collective agreement every time he deals with the Union, will often just decide it isn't worth the fight and let the union rep in.<br /><br />After that's happened a few times, it has become a "past practice", and the employer has a hard time reversing it. So even though the collective agreement doesn't give the union the right, they've built the right through the employer practice.<br /><br />This is a little different...but in a context like this, it is open for the union to claim that they've been voluntarily recognized as having bargaining rights in Norfolk.<br /><br /><a href="http://www.canlii.org/en/on/onlrb/doc/2010/2010canlii43869/2010canlii43869.html"><span style="font-weight: bold;">Anger v. LIUNA</span></a><br /><br />This case is interesting.<br /><br />Mr. Anger has brought an OLRB Application to terminate LIUNA's bargaining rights. As it happens, on the day that he brought the Application, the only projects where work was happening were in Port Dover and LaSalette. Because of the fluid nature of the industry, only people working <span style="font-style: italic;">on the day of</span> the Application are considered for the purpose of a vote for certification or decertification. It's an arbitrary rule, but one the Board sticks to firmly, thinking it better than any of the alternatives. So...<span style="font-style: italic;">nobody was working for Beneff in Board Area 3 on that day.</span><br /><br />The Union therefore quite cleverly answers, "Hey, look at the definition of our bargaining unit. There was nobody in the bargaining unit that day, and therefore the Application should be dismissed." It also argues that Mr. Anger was incited to bring the Application by the employer - if there's even a <span style="font-style: italic;">whiff</span> of a scent of employer influence on a decertification Application, the Application is toast. (Makes it very difficult for decertification Applications to work. The OLRB has a very complicated set of rules and a complex process under an extremely sophisticated legal regime. Lay people find the process hard to stomach, and an individual union member will find legal fees hard to afford. And the employer can't help, and the union won't.<br /><br />Of course, once the decertification Application is brought, the employer is entitled to intervene and make its own submissions. So Beneff's counsel - not identified by any of the decisions, but clearly a skilled labour lawyer - says, "Okay, that's fine, if the Union takes the position that the bargaining unit doesn't include Norfolk projects, then clearly they're right, the Application should be dismissed. But let's be real clear on this: If the Union takes that position, <span style="font-weight: bold;">it will be stuck with it</span>, and won't be able to fight us when we accordingly take the position that the collective agreement doesn' apply to Norfolk projects, we don't have to use union members for such projects, we don't have to pay them in accordance with the collective agreement if we do, and we don't have to remit union dues to the union for them."<br /><br />For greater clarity, the question has been raised as to whether or not any of LIUNA's affiliates would claim to have bargaining rights in Norfolk. The Union is fighting this one tooth and nail, but without much success so far.<br /><br />So the Union is faced with a tricky decision: Either they take the position that Norfolk is part of the bargaining unit, in which case the decertification Application can proceed, and they risk losing Beneff <span style="font-weight: bold;">entirely</span>, or they can cut their losses, say "Okay, fine, Norfolk projects aren't subject to the collective agreement", and accordingly lose Beneff's Norfolk projects for certain.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-73571141715239722652010-08-04T19:14:00.002-04:002010-08-22T13:23:08.922-04:00And on the other hand...I once heard a joke that everyone wants a one-handed lawyer, because legal advice is so often qualified by "...but on the other hand..."<br /><br /><a href="http://norfolklaw.blogspot.com/2010/08/can-your-union-give-away-your-human.html">Last night</a> I posted about the Human Rights Tribunal finding that, where a Union had settled a grievance on behalf of an employee (without the employee's consent and, in one case, over the employee's objections), the employee is bound by the settlement and can't subsequently initiate a Human Rights proceeding.<br /><br />Today a new decision was published on CanLII in a different case, <a href="http://www.canlii.org/en/on/onhrt/doc/2010/2010hrto1609/2010hrto1609.html"><span style="font-style: italic;">Parliament v. Metro Ontario</span></a> (think 'grocery store' Metro).<br /><br />Ms. Parliament alleged that the employer turned her down for a promotion because of her physical limitations. She filed a grievance.<br /><br />For non-Union readers, you should understand that grievance processes usually have a series internal steps in which employer representatives will hear the case and determine whether or not the employer wants to accept the grievance. If the employer decides to reject the grievance, then the Union has the option of referring the dispute to arbitration.<br /><br />This grievance was rejected by the employer, and the Union decided to accept the employer's decision and declined to refer the grievance to arbitration.<br /><br />Ms. Parliament, however, didn't accept this, so she made an Application to the HRTO. Metro took the position that (a) the subject matter of the proceeding had been appropriately dealt with in the grievance and (b) in the alternative, the Application should be deferred until a final disposition of the grievance.<br /><br />As the Tribunal points out, the positions are contradictory. Either the grievance process is done or it isn't. (It's kind of like defending a criminal proceeding by making an identity defence and an affirmative defence. "You're Honour, my client has an alibi, and was in Cuba at the time of the offence; in the alternative, in case that you don't believe the alibi witness, I'll be leading evidence to establish that the victim was charging at my client with a knife at the time. Even though my client was 4000km away.") Still, I kind of see the logic: There isn't a formal end to grievance processes if you stop short of arbitration without a settlement. There are time frames within which the matter needs to proceed, but arbitrators have jurisdiction to relieve against these time limits. So it isn't certain that the proceeding is dead. But, by choosing not to refer to arbitration within the timeframes, or even thereafter, the Union has abandoned the grievance, making the Human Rights Application an abuse of process.<br /><br />I see the logic. I don't agree with it, but I could make that pitch.<br /><br />The HRTO ruled that the failure to refer the grievance to arbitration didn't mean that the subject matter of the proceeding has been appropriately dealt with, for the following reason:<br /><br /><span style="color: windowtext;"></span><blockquote><span style="color: windowtext;">There is no information before me suggesting that the parties reached a settlement, that the applicant had any role to play in the Union’s decision-making, or that the applicant understood and agreed that her concerns had been appropriately dealt with through the grievance process.<br /><br /></span><span style="font: 7pt "Times New Roman";"> </span><span style="color: windowtext;">This Tribunal has generally accepted that where a grievance dealing with substantially the same subject matter as an application has been settled by the parties, section 45.1 may apply to bar all or part of an application. Conversely, the Tribunal has held that the requirements of section 45.1 are not met where a grievance has been withdrawn unilaterally by a union....</span><br /></blockquote>So how do the 'settled without grievor participation' cases fit into this framework? Well, they're distinguishable from this case, in that money was paid, there was a settlement, which might tend to move it more towards the class of grievances 'settled by the parties'...but with the grievor not being involved in the settlement, it still seems more akin to a unilateral move by the union - unilateral in at least one of the relevant senses, in that the grievor is not a participant.<br /><br />(I should also note that unilateral withdrawal by a Union from OLRB proceedings following after a Board mediation are usually held to be "with prejudice", meaning that the matter can't be raised again. Not particularly relevant, but an interesting side note in context.)<br /><br />Let me cast it in this light:<br /><br />You and I both grieve allegedly discriminatory treatment. Your grievance has real merit; mine has no merit whatsoever. The Union lacks the will and resources to fight either case, and so simply walks away from mine, and manages to extract a small settlement for your case (because the Employer recognizes the merits of your case), but one that does not nearly approach your entitlements or create a meaningful remedy to the discrimination. You rigourously object to the Union settling your grievance on this basis, but the Union persists.<br /><br />What's the result? I get to go to the HRTO because my grievance was simply abandoned. You don't get to go to the HRTO because the employer saw enough merit in yours to offer money. I call that an incoherent result, where the meritorious claim gets killed but the nonsense one goes forward.<br /><br />This is a conflict in the HRTO jurisprudence which will have to be worked out. Either Unions have the authority to raise and dispose of Human Rights disputes on behalf of the bargaining unit members, or they don't. It's that simple. In fact, it's simpler than that in my mind, because if it were the former it would undermine the purposes of the <span style="font-style: italic;">Code</span>. So the answer <span style="font-style: italic;">ought to be </span>that they don't. If the employee can't be said to have voluntarily agreed to dispose of a potential human rights claim, then they shouldn't be blocked by that purported settlement from making an Application to the Tribunal.<br /><br />But that's my opinion, and clearly it's at odds with the opinions of the HRTO adjudicators, whose opinions are far more important than mine in this sort of thing. (I might be interested in hearing what the opinion would be of the judges of the Divisional Court, given the right fact pattern, though.)<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-63802439110140917412010-08-03T23:23:00.002-04:002010-08-22T13:23:08.923-04:00Can your Union give away your Human Rights?When a Union is certified as your collective bargaining agent, that displaces the common law freedom of contract. You can no longer deal with your employer on a one-on-one basis. You can't sue your employer in Court. Rather, the Union and the Employer will (and must) put together a collective agreement with an arbitration clause. Disputes prior to that stage, or other limited types of disputes, end up going to the Ontario Labour Relations Board. Only the Union or the Employer can refer disputes to arbitration; individual employees cannot.<br /><br />The Union owes a duty of fair representation to the bargaining unit members, but they're given a lot of latitude in deciding how best to fulfill that duty. So if I complain to my union rep about being passed over for overtime, and the union brass figure that it's better for the whole bargaining unit (including me) not to stir up conflict with the employer over it, then there isn't likely much that I can do about that. (The one exception is with discharge grievances: If I've been fired, it doesn't do me any good whatsoever that the union wants to maintain positive relations with the employer, so the union can't refuse to advance my grievance.)<br /><br />What if I'm suffering discrimination at the hands of my employer on the basis of, say, race? And my union rep says that stirring up racial tensions in the work place isn't worth the trouble, so they won't help me with my grievance...then what?<br /><br />Well, the Human Rights Tribunal is one of the few places where you can go directly against your employer, bypassing the Union entirely. In times long past, there has been litigation about whether or not the collective agreement can contract out of human rights legislation...and the answer is not only that you can't contract out of human rights legislation, but that ensuring human rights compliance is the responsbility of both the Union and the Employer. So if a person needs an accommodated schedule for reasons of disability, then the fact that somebody of higher seniority may be put out by it won't ground a grievance. You can't absolve yourself of the duty to accommodate on the basis that the specific accommodation would breach the collective agreement.<br /><br />It goes a step further, or at least it did: Let's say you grieve your discharge, and enter into a monetary settlement. Then you make a complaint that your employer discriminated against you in firing you, and try to get a human rights process going. The fact of the settlement won't necessarily block the proceeding. This is one of the reasons that the traditional full and final release has language expressly stating that any human rights claims are satisfied. You can't enter into a contract not to stand on your human rights, and if a release doesn't clearly set out that your human rights are satisfied, then adjudicators were prepared to say that it wouldn't block the human rights proceeding.<br /><br />This is a very special place that Human Rights had in the law. Or at least, it was. Recent jurisprudence from the Human Rights Tribunal of Ontario suggests that this is changing. In particular, they're finding that grievance settlements can bar subsequent human rights proceedings <span style="font-style: italic;">even if the grievor didn't authorize or sign the settlement</span>.<br /><br />In <a href="http://www.canlii.org/en/on/onhrt/doc/2010/2010hrto1604/2010hrto1604.html"><span style="font-style: italic;">Park v. Waterloo</span></a>, it's a bit of a less clear case: The employee had a grievance and a complaint with the Commission going forward at the same time in 2008, but the Commission complaint was never acted on, and the employer never became aware of it. The union settled the grievance, money was paid to Ms. Park, and then in June 2009 she tried to continue to advance the human rights proceeding. This was the first time the employer became aware that she wasn't happy with the settlement.<br /><br />So maybe Ms. Park isn't all that sympathetic.<br /><br />But I'm deeply concerned about <a href="http://www.canlii.org/en/on/onhrt/doc/2010/2010hrto340/2010hrto340.html">Rysinski v. Aecon Industrial</a>:<br /><br />Rysinski is physically disabled, and was fired by Aecon when it decided that they couldn't accommodate his disability anymore. Rysinski grieved the termination through his union, IBEW.<br /><br />IBEW settled the grievance on Rysinski's behalf, and was entitled to do so under the terms of the collective agreement. The settlement was for the sum of $10,000. Rysinski didn't approve the settlement or sign a release. He did cash the cheque, but characterized it as "partial damages". He believed that he was entitled to something more in the ballpark of $65,000. (The 'partial damages' argument is somewhat coherent, actually: I'd more expressly do it under protest, but if I'm taking the position that you owe me $2, and you give me $1, what is the more reasonable thing for me to do? Pocket the loonie and ask for another one? Or throw it back at you and demand a toonie? Some doctrines would lead to the notion that refusing a partial payment waives the same. If I had a client bring in a cheque, I'd send a letter acknowledging receipt of the money, saying "This money will be deposited into my firm's trust account pending resolution of the outstanding issues", and expressly stating that the deposit of the cheque was without prejudice to my client's right to further pursue said issues.)<br /><br />Rysinski then applied to the OLRB, accusing IBEW of failing in its duty of fair representation. However, the test requires some evidence that the Union acted in a manner which was "arbitrary, discriminatory, or in bad faith", and, when the only thing to go on was Rysinski's belief that he was short-changed, the OLRB found that he hadn't made <a href="http://www.canlii.org/en/on/onlrb/doc/2008/2008canlii12369/2008canlii12369.html">a <span style="font-style: italic;">prima facie</span> case</a>.<br /><br />Which brings us to the above-noted HRTO decision. Rysinski's next step was to bring an Application against the employer at the HRTO. So the question becomes whether or not the existing settlement gets in the way.<br /><br />In the old days, the question would have been whether or not Rysinski understood and voluntarily accepted that the settlement was in satisfaction of any human rights-based claims. On these facts, the answer would have been a clear-cut "No"; the settlement wouldn't have bound him - not only did he not agree to it voluntarily; he never agreed to it <span style="font-weight: bold;">at all!</span><br /><br />But the HRTO went the other way on this. It found that the grievance procedure had appropriately dealt with the substance matter of the Application, through the settlement entered into by the Union on the grievor's behalf.<br /><br />(There was also an Application against the Union for discrimination...this was more clearly estopped, given that he had already argued that unsuccessfully before the OLRB. The OLRB decided that there had been nothing discriminatory about the Union's actions, so the HRTO wasn't going to revisit the question. Neither here nor there.)<br /><br />This is worrying to me. Recourse for breach of human rights was always an exception to the Union's exclusive right of representation. They couldn't contract out of the process (or the substantive rights), and they couldn't prevent a bargaining unit member from going to the HRTO. But now they can block a HRTO Application, and, so long as their actions aren't obviously capricious or in bad faith, the employee may find himself without any recourse as against either the Employer or the Union.<br /><br />*****<br /><br />This Blog is not intended to and does not provide legal advice to any person in respect of any particular legal issue, and does not create a solicitor-client relationship with any readers, but rather provides general legal information. If you have a legal issue or possible legal issue, contact a lawyer.Unknownnoreply@blogger.com0tag:blogger.com,1999:blog-1662432057562451953.post-9804510270826324632010-06-07T20:36:00.003-04:002010-06-07T21:04:50.943-04:00Delhi Resident Clocked at 205 kphAccording to <a href="http://cd989.com/modules/news/article.php?storyid=20096">this news story</a> on the CD 98.9 web site, 35-year-old Keith Corbett from Delhi was caught traveling 205 kilometers per hour on the 403 near Highway 24, on his Suzuki motorcycle. The story has been picked up by several major news outlets as well, including the Toronto Star.<br /><br />The OPP spokesperson identifies that stretch of the 403 as a "high enforcement zone". Interesting, actually. Mind you, in my experience the OPP presence there isn't nearly as visible as around, say, Napanee or Chatham.<br /><br />More interesting is that traditional police cruisers (Crown Vics, etc.) typically have a rather difficult time stopping people at these kinds of excessive speeds, so usually when you hear about these stops you're looking at either a specialty cruiser (I've heard of some police services using Camaros), or - as in this case - aircraft.<br /><br />Reportedly, the police tried to pull him over, but he fled and they couldn't keep up. He then tried to hide the bike off of Bishopsgate, but was spotted by the aircraft.<br /><br />There's more to this story, though. In addition to the obvious - vehicle seized, license suspended, charged with dangerous driving and fleeing from police - he has also reportedly been charged with using unauthorized plates and failing to have insurance.Unknownnoreply@blogger.com0